Regulatory Compliance for Financial Institutions

Financial Institutions have been forced to pivot in 2020 in order to continue to safely deliver services to Canadians.

The risk profile for financial institutions has been shaken up by the push to digital and new remote work arrangements. The Canadian Institute’s 26^th Annual Regulatory Compliance for Financial Institutions flagship program has been designed to provide your organization with clarity following this period of rapid adaptation.

It’s a critical juncture for compliance teams as they strive to ensure continuity across the three lines of defense and operationalize new and impending regulatory packages as they step into 2021.

CI invites you to join regulators and industry peers virtually on November 17—18, 2020 for a series of in-depth discussions curated strategy sessions focused on preparing your team evolving regulatory expectations.

Throughout the two-day program you hear from government regulators about their priorities moving into 2021. Industry leaders will share their insights on how to address leading compliance deficiencies, navigate ethical quandaries and build a strong culture of compliance.

This is your opportunity to gain knowledge about the regulatory landscape globally and build confidence into your approach to emerging risks in security and privacy, consumer protection and more!

• Regulator Townhall: Gain guidance from OSFI, FINTRAC and FSRA on how to avoid compliance missteps during the pandemic as business resumes, 2021 priorities and future assessments
• Concurrent Breakout Sessions: An opportunity for teams or those who need to master all areas of compliance. Each day you will customize your agenda by selecting one of three topics pertaining to AML, Technology and Conduct, Compliance Culture and Consumer Trust to enhance your knowledge of the regulatory environment.
• 1:1 Peer-to-Peer Networking: Come equipped with your top pain point to troubleshoot or breakthrough strategy to share industry peers
• Meet a Mentor: Are you new to Compliance? Meet a seasoned industry leader for an informal chat about building skills and growing your career