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Complimentary Webinar
Top 5 Game-Changing Regulatory Shifts Impacting Financial Compliance and Board Accountability
Virtual Workshops
COMPLIANCE EXCELLENCE: Developing, Enhancing, and Testing Your Program for Today’s Regulatory Environment
Harnessing Data Analytics for Compliance: Breaking Silos and Meeting E-13 Expectations
Canada’s Premier Regulatory Compliance Event for Financial Institutions
Join us for two powerful days where Canada’s top regulators and financial industry leaders converge to tackle the latest in regulatory change, risk mitigation, and compliance innovation.
Gain exclusive insights from experts and engage directly with key regulators to understand their expectations. Discover how leading financial institutions are modernizing for greater transparency, operational efficiency, and customer trust.
Don’t miss your chance to stay ahead of evolving standards, network with decision-makers, and future-proof your compliance strategy.
Conference Co-Chair
Dwayne King
AML Compliance Officer
WFCU Credit Union
Government Speakers
Levin Karg
Head of Modernizing Regulation
Ontario Securities Commission
Antoinette Leung
Head, Financial Institutions and Mortgage Brokerage Conduct, Market Conduct
Financial Services Regulatory Authority (FSRA)
Emiel-Johan van der Velden
Head, Member Risk & Resolution
Canada Deposit Insurance Corporation (CDIC)
Featured Speakers
Michael Mignardi
Senior Vice-President and General Counsel
Equitable Bank
Simon Zou
Chief Compliance Officer and CAMLO
Mega International Commercial Bank
Kiran Thakkar
Assistant Vice President, Risk and Compliance Business Partner, Workplace Solutions
CanadaLife
Ruzanna Shatiryan
Deputy Chief Compliance Officer and Chief Privacy Officer
Alterna Savings
Lisa Cinelli
Vice President, CCO, CAMLO & CPO
Coast Capital Savings
Karen Creen
Chief Compliance Officer & CAMLO
First Nations Bank of Canada
Key Topics
Keynote Address with OSFI
Keynote Address with FINTRAC
Banking Modernization
How Consumer-Driven Finance is Transforming Compliance and Competition from Open Banking to the Retail Payment
Technology and Cyber Risk Management
Navigating B-13 and Building a Resilient Compliance Framework
Global Compliance Outlook
How Canadian Fis Can Stay Competitive Amid Cross-Border Challenges and Diverging Standards
Leasing and Asset Lending Under the Microscope
Navigating New FINTRAC Regulations
Artificial Intelligence in Financial Services
Real-World Use Cases, Regulatory Challenges, and the Race for Responsible Innovation
Hypothetical Scenarios
How to Maintain Critical Operations and Business Resilience in Line with OSFI’s Guideline B-21 — What would you do if …?
95+
Attendees
18
Key Sessions
37
Speakers
2
Days of Networking
Who You Will Meet
A Must Attend Event for Professionals Focused on Preparing for the Future of Compliance
- Chief Compliance Officers (CCOs)
- Chief Risk Officer (CRO)
- Chief Anti-Money Laundering Officers (CAMLOs)
- Regulatory Delivery Officers
- VPs and Heads of Compliance, VPs and Heads of Legal and Compliance, and other compliance officers and compliance professionals from Financial Institutions
- Privacy, Operations and Risk professionals with a focus on enterprise risk management
- Insurance professionals
- In-house counsel from Financial Institutions
- Internal Auditors
Past Attending Organizations
- Bank of Montreal
- Desjardins
- Royal Bank of Canada
- Scotiabank
- TD Bank
- Laurentian Bank
- Canadian Western Bank
- ATB Financial
- PC Bank
- Equitable Bank
Networking Opportunities
Networking Breaks
Enjoy 6+ hours of dedicated networking with senior regulatory and compliance leaders, financial institution peers, regulators, and industry experts.
Cocktail Reception
Forge connections and unwind as a community at the end of day one.
Interactive Roundtable Discussions
After each expert presentation, join small-group Interactive Roundtable Discussions to explore challenges from multiple perspectives.
Mock Regulatory Exam
Test your knowledge and benchmark your skills with peers in a hands-on Mock Regulatory Exam.
Hypothetical Scenarios
Join peers to work through hypothetical scenarios and explore how to maintain critical operations and business resilience in line with OSFI’s Guideline B-21.
Solutions Demos
Experience live solution demos showcasing financial technologies that streamline compliance, reduce risk, and support evolving regulatory demands.
Accreditation
This 2-day conference program can be applied towards Continuing Professional Development (CPD) as required by the Law Society of Ontario.
Learn moreVirtual Conference
Workshops
Add more value to your conference experience by signing up for these hands-on and practical workshops and consider sending your team.
Workshop A
COMPLIANCE EXCELLENCE: Developing, Enhancing, and Testing Your Program for Today’s Regulatory Environment
November 24, 2025
9:00 am–12:30 pm
Workshop B
Harnessing Data Analytics for Compliance: Breaking Silos and Meeting E-13 Expectations
November 24, 2025
1:30–5:00 pm
Webinar
September 24 | 1:00–2:00 pm EST
Top 5 Game-Changing Regulatory Shifts Impacting Financial Compliance and Board Accountability
Sign Up
Karen Creen
Chief Compliance Officer & CAMLO
First Nations Bank of Canada
“The conference provided good information, the experience of speakers in their respective fields came across clearly.”
“It was full of quality content.”
Sponsor Opportunities
With conferences in the United States, Europe, Asia Pacific, and Latin America, the C5 Group of Companies: American Conference Institute, the Canadian Institute, and C5 Group, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world.
For more information please contact:
Ken Glass
Senior Business Development Manager
Phone: 416-998-8883
Email: [email protected]
