Financial Institutions have been forced to pivot in 2020 in order to continue to safely deliver services to Canadians.

It’s more critical than ever to develop strategies to mitigate the risks that new remote work arrangements present while also ensuring current and impending regulatory standards are met.

The 26th Annual Regulatory Compliance for Financial Institutions conference is your gateway to industry expert insights on how to prioritize and effectively execute compliance functions within the current environment. It’s also an opportunity to engage with key regulators about how compliance expectations will change once economic activity and operations start to fully resume.

This flagship event is designed to provide a holistic approach to compliance needs with peer-to-peer learning and intense, practical programming. It is a not to be missed event for organizations seeking clarity on how to navigate new and complex layers of regulation.

We invite you to join us this Fall for an in-depth look at the shifts in the regulatory landscape and best practices for expertly managing resources to exceed compliance expectations at small, medium and large FIs.


Who’s Attending


Past Attending Companies:
  • KCU
  • Western Surety Company
  • Concentra Bank
  • Canadian Western Bank
  • Desjardins
  • Mega International Commercial Bank
  • First Commercial Bank
  • VersaBank
  • KPMG
  • Ethidex Inc
  • TD Bank Financial Group
  • CMLS Asset Management Ltd
  • Citco Bank Canada
  • Sun Life Financial
  • TD Bank
  • Street Capital Bank of Canada
  • PACE Credit Union
  • VanCity
  • Fifth Third Bank
  • Financial Services Commission
  • DATACM
  • Bridgewater Bank
  • Habib Canadian Bank
  • Bank of America Merrill Lynch
  • Toronto Financial Services Alliance
  • Investment Planning Counsel
  • Vancity Credit Union
  • London Life
  • Coinsquare
  • Canada Deposit Insurance Corporation
  • HSBC Bank Canada
  • Workplace Safety & Insurance Board
  • HSBC
  • PNC Bank Canada Branch
  • ATB Financial
  • IIROC
  • Wolters Kluwer
  • Scotiabank
  • Resolution Inc
  • RFi Group
  • Stantec
  • Information Privacy Commissioner Ontario
  • Computershare Trust Company of Canada
  • IIAC
  • UNI Financial Cooperation
  • Equitable Bank
  • RBC
  • Goodmans LLP
  • Intact Insurance Corporation
  • Laurentian Bank
  • Justice Canada
  • CIBC
  • Ontario Securities Commission
  • FIRST Insurance Funding of Canada
  • FCNB
  • Wells Fargo International Group
  • Royal Bank of Canada
  • ivari
  • Olympia Trust
  • DirectCash Bank
  • Deposit Insurance Corporation Ontario
  • OSFI
  • FINTRAC
  • Deloitte
  • Canadian Credit Union Association
  • Alterna Savings & Bank
  • DCM
  • Haventree Bank
  • Home Trust Company
  • Ernst & Young LLP
  • Capital One
  • Refinitiv
  • Kinross Gold Corp
  • Protiviti
  • General Bank of Canada
  • ICICI Bank Canada
  • Manulife
  • Affinity Credit Union
  • Hitachi Vantara Corporation
  • Blake Cassels & Graydon LLP
  • Ivey International Centre for Health Innovation
  • CDIC
  • Industrielle Alliance Assurance & Services Financiers Inc
  • Coast Capital Savings
  • Financial Consumer Agency of Canada
  • Gestion Ferique
  • KEB Hana Bank Canada
  • PC Bank
  • SaskCentral
  • Bank of Canada
  • Exchange Bank of Canada
  • Autorite des marches financiers
  • Raymond James Ltd
  • Economical Insurance
  • Libro Credit Union
  • Gore Mutual Insurance Company
  • Sussex Strategy Group
  • First National Financial LP
  • Community Trust Company
  • Wal-Mart Canada Corp
  • Export Development Canada
  • Financial Consumer Services Commission
  • Temenos
  • Farm Credit Canada
  • The Wawanesa Mutual Insurance Company
  • Zurich Canada Insurance
Related Conferences
Financial Compliance Series

This event is part of the Financial Compliance Series, Canada’s leading go-to interactive resource for all the essential regulatory compliance information and updates for busy financial compliance professionals.

Learn more