Bringing together Canada’s prominent regulators and industry leaders from Canadian FIs in one place this November!

Keynote Speakers

Theresa Hinz

Executive Director,
Regulatory Affairs Directorate

Office of the Superintendent of Financial in Canada (OSFI)


Philippe Dufresne

The Privacy Commissioner of Canada
Office of The Privacy Commissioner of Canada


Safiya Adenekan

Chief Compliance Officer – Canada
Cash App


Kuno Tucker

Chief Compliance Officer
Manulife Securities

Government Speakers

Maude Blanchette

Intelligence Analyst, Case Assessment and Intelligence, Enforcement Branch
Autorité des marchés financiers (AMF)


Emiel-Johan van der Velden

Head, Depositor Solutions, Insurance & Compliance
Canada Deposit Insurance Corporation (CDIC)


Gary Valiquette

Assistant Crown Attorney, Guns and Gangs Task Force
Ontario Ministry of the Attorney General

Featured Speakers

Denise Carson

Chief Compliance Officer, BMO Asset Management Inc & BMO Investments Inc.
BMO Financial Group


Claudia Fuchs

Chief Privacy Officer
CWB Financial Group


Sudhanshu Bahadur

Head of Technology, Global Asset Management
BMO Financial Group


Marie Houde

VP, Chief Compliance Officer
Laurentian Bank


Joseph Iuso

Executive Director
Canadian MSB Association


Stephanie Mould

Head, Compliance and Privacy
Payments Canada

This Year’s Highlights
  • Payments Modernization in Canada: Trends, Initiatives, and Regulations Moving into 2024
  • Unlocking AI in Compliance: Considerations and Opportunities for Compliance Professionals to Ensure Responsible and Effective AI Use
  • Partnering with Business Units to Strengthen Compliance Across Your Organization
  • Evolving Typologies in AML and the Financial Sector
  • Crypto Risks, Red Flags, and Responses: Exploring Crypto Assets Regulation, Threats, and Risks on the Radar for Financial Institutions in Canada
  • FCPF Considerations: Looking Ahead for the Next 12 Months


Confirmed Government Organizations
  • Office of the Superintendent of Financial in Canada (OSFI)
  • Office of the Privacy Commissioner of Canada (OPC)
  • Department of Finance Canada
  • Canada Deposit Insurance Corporation (CDIC)
  • Ministry of the Attorney General (MAG)
  • Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
  • Autorité des marchés financiers (AMF)
  • Canadian Centre for Cybersecurity
  • Public Safety Canada
  • American Express
  • Bank of China Canada
  • BMO Financial Group
  • BitBuy
  • Canadian Western Bank
  • CashApp
  • CITCO Bank Canada
  • Equitable Bank
  • First National
  • HSBC Canada
  • Laurentian Bank
  • Manulife Securities
  • RBC
  • Scotiabank
  • PC Bank
  • TD

See Full List


This 2-day conference program can be applied towards 9.5 hours of annual Continuing Professional Development (CPD) as required by the Law Society of Upper Canada.

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A Must Attend Event for Professionals Focused on Preparing for the Future of Compliance

  • Chief Compliance Officers (CCOs)
  • Chief Risk Officer (CRO)
  • Chief Anti-Money Laundering Officers (CAMLOs)
  • Regulatory Delivery Officers
  • VPs and Heads of Compliance, VPs and Heads of Legal and Compliance, and other compliance officers and compliance professionals from Financial Institutions
  • Privacy, Operations and Risk professionals with a focus on enterprise risk management
  • Insurance professionals
  • In-house counsel from Financial Institutions
  • Internal Auditors

Don’t miss the opportunity to gain valuable insights from industry experts at the Annual Flagship Conference on Regulatory Compliance for Financial Institutions. This event will equip you with strategies to mitigate risks and meet regulatory standards in today’s ever-changing environment. Engage with key regulators to understand their compliance expectations and learn how leading financial institutions are embracing modernization and innovation for transparency, efficiency, and consumer-centric frameworks.

Join a diverse community of professionals from financial institutions, insurance companies, law firms, and regulatory authorities for in-depth discussions and curated strategy sessions. Get ready to prepare for evolving regulatory expectations, learn from key industry players, and explore a wide range of topics – from top priorities for government regulators to addressing compliance deficiencies and fostering a strong culture of compliance.

Stay ahead in the dynamic regulatory landscape and secure your spot at this conference where knowledge, networking, and collaboration take center stage. Let this event empower you with the tools and understanding needed to prioritize compliance functions effectively and navigate ethical challenges with confidence. Register now and embrace the future of regulatory compliance!

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The conference provided good information, the experience of speakers in their respective fields came across clearly.

Specialist, OSFI
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It was full of quality content.

Audit Manager II, TD Bank
Livestream Also Available

Join a real-time interactive broadcast of the in-person conference virtually from your location.

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