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Top 5 Game-Changing Regulatory Shifts Impacting Financial Compliance and Board Accountability

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Virtual Workshops
COMPLIANCE EXCELLENCE: Developing, Enhancing, and Testing Your Program for Today’s Regulatory Environment

Harnessing Data Analytics for Compliance: Breaking Silos and Meeting E-13 Expectations

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Canada’s Premier Regulatory Compliance Event for Financial Institutions

Join us for two powerful days where Canada’s top regulators and financial industry leaders converge to tackle the latest in regulatory change, risk mitigation, and compliance innovation.

Gain exclusive insights from experts and engage directly with key regulators to understand their expectations. Discover how leading financial institutions are modernizing for greater transparency, operational efficiency, and customer trust.

Don’t miss your chance to stay ahead of evolving standards, network with decision-makers, and future-proof your compliance strategy.

Key Topics

Keynote Address with OSFI

Keynote Address with FINTRAC

Banking Modernization

How Consumer-Driven Finance is Transforming Compliance and Competition from Open Banking to the Retail Payment

Technology and Cyber Risk Management

Navigating B-13 and Building a Resilient Compliance Framework

Global Compliance Outlook

How Canadian Fis Can Stay Competitive Amid Cross-Border Challenges and Diverging Standards

Leasing and Asset Lending Under the Microscope

Navigating New FINTRAC Regulations

Artificial Intelligence in Financial Services

Real-World Use Cases, Regulatory Challenges, and the Race for Responsible Innovation

Hypothetical Scenarios

How to Maintain Critical Operations and Business Resilience in Line with OSFI’s Guideline B-21 — What would you do if …?

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95+

Attendees

18

Key Sessions

37

Speakers

2

Days of Networking

Who You Will Meet

A Must Attend Event for Professionals Focused on Preparing for the Future of Compliance

  • Chief Compliance Officers (CCOs)
  • Chief Risk Officer (CRO)
  • Chief Anti-Money Laundering Officers (CAMLOs)
  • Regulatory Delivery Officers
  • VPs and Heads of Compliance, VPs and Heads of Legal and Compliance, and other compliance officers and compliance professionals from Financial Institutions
  • Privacy, Operations and Risk professionals with a focus on enterprise risk management
  • Insurance professionals
  • In-house counsel from Financial Institutions
  • Internal Auditors

Past Attending Organizations

  • Bank of Montreal
  • Desjardins
  • Royal Bank of Canada
  • Scotiabank
  • TD Bank
  • Laurentian Bank
  • Canadian Western Bank
  • ATB Financial
  • PC Bank
  • Equitable Bank
View Full List

Networking Opportunities

Networking Breaks

Enjoy 6+ hours of dedicated networking with senior regulatory and compliance leaders, financial institution peers, regulators, and industry experts.

Cocktail Reception

Forge connections and unwind as a community at the end of day one.

Interactive Roundtable Discussions

After each expert presentation, join small-group Interactive Roundtable Discussions to explore challenges from multiple perspectives.

Mock Regulatory Exam

Test your knowledge and benchmark your skills with peers in a hands-on Mock Regulatory Exam.

Hypothetical Scenarios

Join peers to work through hypothetical scenarios and explore how to maintain critical operations and business resilience in line with OSFI’s Guideline B-21.

Solutions Demos

Experience live solution demos showcasing financial technologies that streamline compliance, reduce risk, and support evolving regulatory demands.

Accreditation

This 2-day conference program can be applied towards Continuing Professional Development (CPD) as required by the Law Society of Ontario.

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Webinar
September 24 | 1:00–2:00 pm EST

Top 5 Game-Changing Regulatory Shifts Impacting Financial Compliance and Board Accountability

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Speaker Headshot

Karen Creen
Chief Compliance Officer & CAMLO
First Nations Bank of Canada   

“The conference provided good information, the experience of speakers in their respective fields came across clearly.”
—Specialist, OSFI
“It was full of quality content.”
—Audit Manager II, TD Bank

Questions?

Email us at [email protected]

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