Four Days of Interactive, Intense and Practical Programming Critical for Compliance Professionals and their Company’s Success
The 25th edition of the Regulatory Compliance for Financial Institutions conference is designed to put compliance teams ahead of the curve with four intensive days of practical programming.
This flagship event has been enhanced to help compliance professionals gain clarity at a time of regulatory complexity and digital transformation. Plus, in celebration of our 25th anniversary, a one-day Payments Compliance Think Tank has been added to our core agenda to generate focused, boardroom style discussions.
A key focus will be technology as an opportunity but also as a new layer of risk. Financial entities and regulators are grappling with how to embrace innovative strides in open banking, FinTech and Regtech while at the same time protecting consumers and the integrity of the financial system as a whole from sophisticated cyber-attacks.
Office of the Superintendent of Financial Institutions (OSFI)
Senior Director, Non-Financial Risk
Financial Consumer Agency of Canada (FCAC)
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
Compliance Manager, Relationship Management & Guidance
Canada Deposit Insurance Corporation (CDIC)
Autorité des marchés financiers (AMF)
Senior Analyst, Prudential Oversight of Financial Institutions
Financial Services Regulatory Authority of Ontario (FSRA)
Corporate Secretary and Deputy General Counsel
Ombudsman for Banking Services and Investments (OBSI)
Ombudsman and CEO
Prepare to engage with prominent Canadian regulators, watchdogs, industry experts and peers through interactive panels and networking opportunities. Establish timely, effective approaches to compliance through open dialogue about:
- How to extend compliance oversight to third-party vendors
- Fostering a compliance culture to mitigate conduct risk
- Preparing for AML assessment: how to integrate amended PCMLTFA regulations into existing policies and procedures
- Leveraging RegTech to meet compliance requirements
- Establishing an FCAC compliant retail banking model
Past Attending Companies Include:
REGISTER TODAY TO SECURE THE BEST RATE