Four Days of Interactive, Intense and Practical Programming Critical for Compliance Professionals and their Company’s Success

The 25th edition of the Regulatory Compliance for Financial Institutions conference is designed to put compliance teams ahead of the curve with four intensive days of practical programming.

This flagship event has been enhanced to help compliance professionals gain clarity at a time of regulatory complexity and digital transformation. Plus, in celebration of our 25th anniversary, a one-day Payments Compliance Think Tank has been added to our core agenda to generate focused, boardroom style discussions.

A key focus will be technology as an opportunity but also as a new layer of risk. Financial entities and regulators are grappling with how to embrace innovative strides in open banking, FinTech and Regtech while at the same time protecting consumers and the integrity of the financial system as a whole from sophisticated cyber-attacks.


Office of the Superintendent of Financial Institutions (OSFI)

Angie Radiskovic
Senior Director, Non-Financial Risk

Financial Consumer Agency of Canada (FCAC)

Senior Executive

Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)

Stacey Hopps
Compliance Manager, Relationship Management & Guidance

Canada Deposit Insurance Corporation (CDIC)

Peter Routledge

Autorité des marchés financiers (AMF)

Luc Verreault
Senior Analyst, Prudential Oversight of Financial Institutions

Financial Services Regulatory Authority of Ontario (FSRA)

Alena Thouin
Corporate Secretary and Deputy General Counsel

Ombudsman for Banking Services and Investments (OBSI)

Sarah Bradley
Ombudsman and CEO

Prepare to engage with prominent Canadian regulators, watchdogs, industry experts and peers through interactive panels and networking opportunities. Establish timely, effective approaches to compliance through open dialogue about:

  • How to extend compliance oversight to third-party vendors
  • Fostering a compliance culture to mitigate conduct risk
  • Preparing for AML assessment: how to integrate amended PCMLTFA regulations into existing policies and procedures
  • Leveraging RegTech to meet compliance requirements
  • Establishing an FCAC compliant retail banking model

Past Attending Companies Include:

  • KCU
  • Western Surety Company
  • Concentra Bank
  • Canadian Western Bank
  • Desjardins
  • Mega International Commercial Bank
  • First Commercial Bank
  • VersaBank
  • KPMG
  • Ethidex Inc
  • TD Bank Financial Group
  • CMLS Asset Management Ltd
  • Citco Bank Canada
  • Sun Life Financial
  • TD Bank
  • Street Capital Bank of Canada
  • PACE Credit Union
  • VanCity
  • Fifth Third Bank
  • Financial Services Commission
  • Bridgewater Bank
  • Habib Canadian Bank
  • Bank of America Merrill Lynch
  • Toronto Financial Services Alliance
  • Investment Planning Counsel
  • Vancity Credit Union
  • London Life
  • Coinsquare
  • Canada Deposit Insurance Corporation
  • HSBC Bank Canada
  • Workplace Safety & Insurance Board
  • HSBC
  • PNC Bank Canada Branch
  • ATB Financial
  • Wolters Kluwer
  • Scotiabank
  • Resolution Inc
  • RFi Group
  • Stantec
  • Information Privacy Commissioner Ontario
  • Computershare Trust Company of Canada
  • IIAC
  • UNI Financial Cooperation
  • Equitable Bank
  • RBC
  • Goodmans LLP
  • Intact Insurance Corporation
  • Laurentian Bank
  • Justice Canada
  • CIBC
  • Ontario Securities Commission
  • FIRST Insurance Funding of Canada
  • FCNB
  • Wells Fargo International Group
  • Royal Bank of Canada
  • ivari
  • Olympia Trust
  • DirectCash Bank
  • Deposit Insurance Corporation Ontario
  • OSFI
  • Deloitte
  • Canadian Credit Union Association
  • Alterna Savings & Bank
  • DCM
  • Haventree Bank
  • Home Trust Company
  • Ernst & Young LLP
  • Capital One
  • Refinitiv
  • Kinross Gold Corp
  • Protiviti
  • General Bank of Canada
  • ICICI Bank Canada
  • Manulife
  • Affinity Credit Union
  • Hitachi Vantara Corporation
  • Blake Cassels & Graydon LLP
  • Ivey International Centre for Health Innovation
  • CDIC
  • Industrielle Alliance Assurance & Services Financiers Inc
  • Coast Capital Savings
  • Financial Consumer Agency of Canada
  • Gestion Ferique
  • KEB Hana Bank Canada
  • PC Bank
  • SaskCentral
  • Bank of Canada
  • Exchange Bank of Canada
  • Autorite des marches financiers
  • Raymond James Ltd
  • Economical Insurance
  • Libro Credit Union
  • Gore Mutual Insurance Company
  • Sussex Strategy Group
  • First National Financial LP
  • Community Trust Company
  • Wal-Mart Canada Corp
  • Export Development Canada
  • Financial Consumer Services Commission
  • Temenos
  • Farm Credit Canada
  • The Wawanesa Mutual Insurance Company
  • Zurich Canada Insurance


Event Contacts

Sponsorship Opportunities:

The Canadian Institute
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Media Partnership Opportunities:

Joanna Chung
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Speaking Opportunities:

Sara Cain
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