25th Annual Regulatory Compliance for Financial Institutions

The 25th edition of the Regulatory Compliance for Financial Institutions conference is designed to put compliance teams ahead of the curve with four intensive days of practical programming.

This flagship event has been enhanced to help compliance professionals gain clarity at a time of regulatory complexity and digital transformation. Plus, in celebration of our 25th anniversary, a one-day Payments Compliance Think Tank has been added to our core agenda to generate focused, boardroom style discussions.

A key focus will be technology as an opportunity but also as a new layer of risk. Financial entities and regulators are grappling with how to embrace innovative strides in open banking, FinTech and Regtech while at the same time protecting consumers and the integrity of the financial system as a whole from sophisticated cyber-attacks.

PROMINENT REGULATORS:

Office of the Superintendent of Financial Institutions (OSFI)

Angie Radiskovic
Senior Director, Non-Financial Risk

 

Financial Consumer Agency of Canada (FCAC)

Senior Executive
 

Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)

Stacey Hopps
Compliance Manager, Relationship Management & Guidance
 

Canada Deposit Insurance Corporation (CDIC)

Peter Routledge
CEO

Prepare to engage with prominent Canadian regulators, watchdogs, industry experts and peers through interactive panels and networking opportunities. Establish timely, effective approaches to compliance through open dialogue about:

• How to extend compliance oversight to third-party vendors
• Fostering a compliance culture to mitigate conduct risk
• Preparing for AML assessment: how to integrate amended PCMLTFA regulations into existing policies and procedures
• Leveraging RegTech to meet compliance requirements
• Establishing an FCAC compliant retail banking model