Attend LIVE and IN-PERSON this November!
Join regulators and industry peers for a series of in-depth discussions and curated strategy sessions focused on preparing your team for evolving regulatory expectations.
Gathering industry experts and peers from leading financial institutions, insurance companies, law firms, and regulatory authorities for a series of in-depth discussions and curated strategy sessions focused on preparing for evolving regulatory expectations.
Learn from key industry players and see the discussions unfold touching on a variety of subjects from top priorities for government regulators to industry insights on how to address leading compliance deficiencies, navigate ethical quandaries and build a strong culture of compliance.
Co-Chairs
Sara Gelgor
Chief Compliance Officer
Concentra Bank
Lisa Cinelli
Vice President, CCO and CAMLO
Equitable Bank
Chair Emeritus
Danielle Lin
Vice President, Canadian Banking & Consumer Legislation Compliance
TD Bank Group
WHO YOU WILL MEET
A Must Attend Event for Professionals Focused on Preparing for the Future of Compliance
- Chief Compliance Officer
- Chief Privacy Officer
- Chief Anti Money Laundering Officers
- Risk Officers
- Heads of Regulatory Compliance
Testimonials
The conference provided good information, the experience of speakers in their respective fields came across clearly and the platform used for the conference was well organized and adaptive to the current remote work settings.
This being the first time the conference has been put on in an entirely virtual format, I thought the organizing team did a great job.
Livestream Also Available
Join a real-time interactive broadcast of the in-person conference virtually from your location.
Interested in viewing the virtual Regulatory Compliance for Financial Institutions from November 2020?
If you were not able to attend our 26th annual conference, you can still watch this latest iteration from wherever you may be and access all the great information delivered by our distinguished faculty.
Learn MoreFinancial Compliance Series
This event is part of the Financial Compliance Series, Canada’s leading go-to interactive resource for all the essential regulatory compliance information and updates for busy financial compliance professionals.
