Join us over 2-days for this critical event for FIs that brings together Canada’s prominent regulators with industry leaders to explore key developments of relevance to financial institution compliance teams.

Conference Co-Chairs
Speaker

Denise T. Carson, CFE, ACAMS, CPA, CMA

Chief Compliance Officer, BMO Global Asset Management, Legal, Regulatory Compliance & Procurement
BMO Financial Group

Speaker

Dwayne King

AML Compliance Officer
WFCU Credit Union

Featured Speakers
Speaker

Stephen Cheeseman

VP Legal & Compliance
Canada Protection Plan

Speaker

Safiya Adenekan

Chief Compliance, Officer, Canada
Cash App & Afterpay

Speaker

Jessica Kim

AVP, Third Party Risk Management
Canadian Western Bank

Speaker

Gary Valiquette

Assistant Crown Attorney, Guns and Gangs Task Force
Ontario Ministry of the Attorney General

THIS YEAR’S HIGHLIGHTS

Tackling Foreign Interference: Navigating New Regulatory Expectations for Integrity and Security

Implementing Open Banking: Ensuring a Robust Customer-Driven Framework

Artificial Intelligence: Crafting a Governance Framework and Exploring Practical AI Use Cases

Payments Regulation and Law: Preparing for Retail Payment Activities Regulations (RPAR) for Payment Service Providers (PSPs) in Canada

Cybersecurity and Data Privacy: Managing Incident Reporting Under OSFI’s Guideline B-13

PRE-CONFERENCE WORKSHOPS

Add more value to your conference experience by signing up for these hands-on and practical workshops and consider sending your team!

Workshops are offered In-Person only

WHAT’S NEW
WHO YOU WILL MEET

A Must Attend Event for Professionals Focused on Preparing for the Future of Compliance

  • Chief Compliance Officers (CCOs)
  • Chief Risk Officer (CRO)
  • Chief Anti-Money Laundering Officers (CAMLOs)
  • Regulatory Delivery Officers
  • VPs and Heads of Compliance, VPs and Heads of Legal and Compliance, and other compliance officers and compliance professionals from Financial Institutions
  • Privacy, Operations and Risk professionals with a focus on enterprise risk management
  • Insurance professionals
  • In-house counsel from Financial Institutions
  • Internal Auditors
ABOUT THIS CONFERENCE

Don’t miss the opportunity to gain valuable insights from industry experts at the Annual Flagship Conference on Regulatory Compliance for Financial Institutions. This event will equip you with strategies to mitigate risks and meet regulatory standards in today’s ever-changing environment. Engage with key regulators to understand their compliance expectations and learn how leading financial institutions are embracing modernization and innovation for transparency, efficiency, and consumer-centric frameworks.

Join a diverse community of professionals from financial institutions, insurance companies, law firms, and regulatory authorities for in-depth discussions and curated strategy sessions. Get ready to prepare for evolving regulatory expectations, learn from key industry players, and explore a wide range of topics – from top priorities for government regulators to addressing compliance deficiencies and fostering a strong culture of compliance.

Stay ahead in the dynamic regulatory landscape and secure your spot at this conference where knowledge, networking, and collaboration take center stage. Let this event empower you with the tools and understanding needed to prioritize compliance functions effectively and navigate ethical challenges with confidence. Register now and embrace the future of regulatory compliance!

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Livestream Also Available

Join a real-time interactive broadcast of the in-person conference virtually from your location.

Learn More
2023 Conference Highlights

59%

Financial Institutions

5

Participating Exhibitors

83

Companies in Attendance

6

Hours of Networking Opportunities

2023 Keynote Speakers
Speaker

Theresa Hinz

Executive Director,
Regulatory Affairs Directorate

Office of the Superintendent of Financial in Canada (OSFI)

Speaker

Philippe Dufresne

The Privacy Commissioner of Canada
Office of The Privacy Commissioner of Canada

2023 CONFERENCE CO-CHAIRS
Speaker

Safiya Adenekan

Chief Compliance Officer – Canada
Cash App

Speaker

Kuno Tucker

Chief Compliance Officer
Manulife Securities

2023 Featured Speakers
Speaker

Denise Carson

Chief Compliance Officer, BMO Asset Management Inc & BMO Investments Inc.
BMO Financial Group

Speaker

Claudia Fuchs

Chief Privacy Officer
CWB Financial Group

Speaker

Sudhanshu Bahadur

Head of Technology, Global Asset Management
BMO Financial Group

Speaker

Marie Houde

VP, Chief Compliance Officer
Laurentian Bank

Speaker

Joseph Iuso

Executive Director
Canadian MSB Association

Speaker

Stephanie Mould

Head, Compliance and Privacy
Payments Canada

2023 Session Highlights
  • Payments Modernization in Canada: Trends, Initiatives, and Regulations Moving into 2024
  • Unlocking AI in Compliance: Considerations and Opportunities for Compliance Professionals to Ensure Responsible and Effective AI Use
  • Partnering with Business Units to Strengthen Compliance Across Your Organization
  • Evolving Typologies in AML and the Financial Sector
  • Crypto Risks, Red Flags, and Responses: Exploring Crypto Assets Regulation, Threats, and Risks on the Radar for Financial Institutions in Canada
  • FCPF Considerations: Looking Ahead for the Next 12 Months
WHO ATTENDED
  • American Express
  • Bank of China Canada
  • BMO Financial Group
  • BitBuy
  • Canadian Western Bank
  • CashApp
  • CITCO Bank Canada
  • Equitable Bank
  • First National
  • HSBC Canada
  • Laurentian Bank
  • Manulife Securities
  • RBC
  • Scotiabank
  • PC Bank
  • TD


See Full List

Testimonials
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The conference provided good information, the experience of speakers in their respective fields came across clearly.

Specialist, OSFI
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It was full of quality content.

Audit Manager II, TD Bank
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