Speakers

Co-Chairs

Sara Gelgor

Chief Compliance Officer
Concentra Bank

ESG: How Compliance Teams Should Handle Disclosures

November 24, 2021 • 10:45 am

Lisa Cinelli

Vice-President, Chief Compliance Officer and Chief AML Officer
Equitable Bank

Co-Chairs Opening Remarks

November 24, 2021 • 8:50 am

Chair Emeritus

Danielle Lin

Vice President Canadian Banking & Consumer Legislation Compliance
TD Bank Group

Co-Chairs Opening Remarks

November 24, 2021 • 8:50 am

Prominent Regulators

Frank Lofranco

Deputy Commissioner, Supervision and Enforcement
FCAC

How to Build a Best-in-Class Complaints Handling Program and Meet Financial Consumer Protection Act Obligations

November 23, 2021 • 9:00 am

Nathalie Martineau

Regional Director
FINTRAC

Status Report on PCMLTFR: Identifying Where FRFIs are Missing the Mark and What to Expect in 2022

November 23, 2021 • 3:45 pm

Emiel van der Velden

Head, Depositor Solutions, Insurance & Compliance
CDIC

CDIC Act and By-laws: Zoning in on Upcoming Requirements and Key Initiatives

November 23, 2021 • 4:30 pm

Distinguished Faculty

Stephen Cheeseman

VP, Legal and Compliance
Canada Protection Plan

FinTech, Open Banking and the Regulatory Sandbox: How Technology is Driving Real-Time Regulation Globally and the Implications for Financial Institutions

November 24, 2021 • 3:30 pm

Koker Christiansen

Partner
Fasken LLP

FinTech, Open Banking and the Regulatory Sandbox: How Technology is Driving Real-Time Regulation Globally and the Implications for Financial Institutions

November 24, 2021 • 3:30 pm

Sandeep Joshi

Associate General Counsel & Managing Director of Corporate Investigations (Canada & International)
BMO Financial Group

Canada’s Evolving Privacy Regime: How to Prepare for New Provisions and Avoid Costly Data Management Mistakes Along the Way

November 23, 2021 • 9:45 am

Don Johnston

Partner
Aird Berlis LLP

FinTech, Open Banking and the Regulatory Sandbox: How Technology is Driving Real-Time Regulation Globally and the Implications for Financial Institutions

November 24, 2021 • 3:30 pm

Douglas Johnson

Chief Compliance Officer
Haventree Bank

Industry Roundtable: Strategies for Supporting for Employees and the Business in a Post-COVID Business Landscape

November 23, 2021 • 1:30 pm

Sarah Keyes

CEO
ESG Global Advisors

ESG: How Compliance Teams Should Handle Disclosures

November 24, 2021 • 10:45 am

Wendy Mee

Partner
Blakes Cassels & Graydon LLP

Canada’s Evolving Privacy Regime: How to Prepare for New Provisions and Avoid Costly Data Management Mistakes Along the Way

November 23, 2021 • 9:45 am

Tracy Molino

Counsel
Dentons LLP

Payments Compliance and Innovation: Unpacking the New Regulatory Regime for Payments Providers Under the Retail Payments Activities Act

November 24, 2021 • 11:45 am

David Parkatti

V.P. & Chief Compliance Risk Officer, Legal, Compliance and Investigations Group
Canadian Western Bank

How to Keep your Compliance Team Ahead of the Curve: Strategic Approaches for Classifying Risk and Navigating the Evolving Regulatory Landscape

November 24, 2021 • 2:15 pm

Mark Pawelek

Chief Compliance Officer, Chief Privacy Officer and Members Concern Officer
Motusbank

Canada’s Evolving Privacy Regime: How to Prepare for New Provisions and Avoid Costly Data Management Mistakes Along the Way

November 23, 2021 • 9:45 am

Jacqueline Sanz

Managing Director, Canada Lead, Risk and Compliance Solutions
Protiviti

Client Focused Reforms in Practice: What Investment Dealers Need to Know to Protect their Customers and Stay in Compliance

November 23, 2021 • 11:45 am

Rodney Shields

Chief Compliance Officer
OTT Pay

Payments Compliance and Innovation: Unpacking the New Regulatory Regime for Payments Providers Under the Retail Payments Activities Act

November 24, 2021 • 11:45 am

Susan Silma

Head, Risk and Regulatory Business Practices
Sun Life Financial

Client Focused Reforms in Practice: What Investment Dealers Need to Know to Protect their Customers and Stay in Compliance

November 23, 2021 • 11:45 am

Lucie Tedesco

Counsel
McCarthy Tétrault LLP
(Former Commissioner, FCAC)

What International Trends Indicate about Shifts in Regulatory Oversight and How Compliance Programs Should Prepare

November 23, 2021 • 2:30 pm

Ryan Yates

President and CEO
Apaylo Finance Technology

Payments Compliance and Innovation: Unpacking the New Regulatory Regime for Payments Providers Under the Retail Payments Activities Act

November 24, 2021 • 11:45 am