Speakers

Advisory Board

Danielle Lin

Vice President Canadian Banking & Consumer Legislation Compliance
TD Bank Group

Opening Remarks from the Chair

November 18, 2020 • 9:00 am

Lisa Cinelli

Vice-President, Chief Compliance Officer and Chief AML Officer
Equitable Bank

David Chesworth

Chief Consumer Protection Officer, Regulatory Compliance
Canadian Western Bank

Afternoon Breakouts

November 18, 2020 • 1:30 pm

Eugenio DiMira

Director, Global Compliance Officer AML
Manulife

Afternoon Breakouts

November 18, 2020 • 1:30 pm

Rosalind Laruccia

Assistant Vice President, Internal Audit
Laurentian Bank of Canada

Conference Chair

Danielle Lin

Vice President Canadian Banking & Consumer Legislation Compliance
TD Bank Group

Opening Remarks from the Chair

November 18, 2020 • 9:00 am

Distinguished Speaker Faculty

Suhuyini Abudulai

Partner
Cassels Brock and Blackwell LLP

Afternoon Breakouts

November 17, 2020 • 1:00 pm

Swati Agrawal

Senior Manager – Market Conduct (Life & Health Insurance)
FSRA

Adjusting Operations to Meet Expectations and Avoid Compliance Missteps During and After COVID

November 17, 2020 • 9:15 am

Imran Ahmed

Partner
Blakes, Cassels & Graydon LLP

Cyber Security & Privacy Compliance in an Increasingly Digital Economy: A Playbook for Protecting the Organization and the Client

November 18, 2020 • 9:15 am

Donna Bales

Co-Founder
Canadian RegTech Association

Afternoon Breakouts

November 17, 2020 • 1:00 pm

Maryann Besharat

Vice President, Legal & Compliance
Intact Financial Corporation

Cyber Security & Privacy Compliance in an Increasingly Digital Economy: A Playbook for Protecting the Organization and the Client

November 18, 2020 • 9:15 am

Natalie Biderman

Managing Counsel
CIBC

Consumer Protection: How to Align Operations with Bill C-86 Provisions and Promote Fair and Equitable Dealings

November 17, 2020 • 11:00 am

Julie Bryski

Senior Director, Talent Initiatives
Toronto Finance International

Tools and Techniques to Build and Retain Skilled, Agile Compliance Teams

November 17, 2020 • 5:00 pm

Michael Burgess

Senior Manager, Major Investigations/Demarkets
BMO Financial Group

Determining When to De-risk: Top 5 Major Pitfalls to Avoid when Ending a Client Relationship

November 18, 2020 • 2:45 pm

Neil Butters

AVP Digital ID and Innovation
Interac Corp. Canada

Afternoon Breakouts

November 18, 2020 • 1:30 pm

David Chesworth

Chief Consumer Protection Officer, Regulatory Compliance
Canadian Western Bank

Afternoon Breakouts

November 18, 2020 • 1:30 pm

Charles Corlett

Director, Enforcement Litigation
IIROC

Top 5 Lessons from Recent Enforcement Actions

November 17, 2020 • 2:00 pm

PJ Fournier

Associate Director, Risk & Compliance
Protiviti

Establishing the Right Metrics and Monitoring Practices to Meet Regulator Outsourcing Requirements

November 18, 2020 • 10:15 am

Teresa Frick

Director, Supervision
FCAC

Consumer Protection: How to Align Operations with Bill C-86 Provisions and Promote Fair and Equitable Dealings

November 17, 2020 • 11:00 am

Sara Gelgor

Chief Compliance Officer
Concentra Bank

Adjusting Operations to Meet Expectations and Avoid Compliance Missteps During and After COVID

November 17, 2020 • 9:15 am

PJ Di Giammarino

Chair
RegTech Council (UK)

Afternoon Breakouts

November 17, 2020 • 1:00 pm

Guillaume Giguère

Manager, Examinations Compliance
FINTRAC

Adjusting Operations to Meet Expectations and Avoid Compliance Missteps During and After COVID

November 17, 2020 • 9:15 am

David Goodis

Assistant Commissioner
Office of the Information & Privacy Commissioner of Ontario

Cyber Security & Privacy Compliance in an Increasingly Digital Economy: A Playbook for Protecting the Organization and the Client

November 18, 2020 • 9:15 am

Brigitte Goulard

Senior Counsel
Torys LLP
Former Deputy Commissioner, FCAC

Consumer Protection: How to Align Operations with Bill C-86 Provisions and Promote Fair and Equitable Dealings

November 17, 2020 • 11:00 am

Martin Hovington

Director of investigations, Market Abuse
AMF

Gina Jeneroux

Chief Learning Officer
BMO

Tools and Techniques to Build and Retain Skilled, Agile Compliance Teams

November 17, 2020 • 5:00 pm

Bill Rigakos

Director Operational Risk Division
OSFI

Establishing the Right Metrics and Monitoring Practices to Meet Regulator Outsourcing Requirements

November 18, 2020 • 10:15 am

Julie-Martine Loranger

Partner
McCarthy Tétrault LLP

How to Leverage Technological Tools and Techniques to Detect and Deter Misconduct

November 17, 2020 • 3:15 pm

Joseph Mari

Director, Financial Intelligence Unit and External Partnerships
Scotiabank

Determining When to De-risk: Top 5 Major Pitfalls to Avoid when Ending a Client Relationship

November 18, 2020 • 2:45 pm

Kirill Meleshevich

Global Head of AML
WorkFusion

Afternoon Breakouts

November 17, 2020 • 1:00 pm

Ilona Niemi

VP, Compliance Officer
Zurich Canada

Leveraging Human and Financial Resources to Meet Higher Compliance Expectations

November 17, 2020 • 4:00 pm

Jennifer M. Riordan

SVP, Enterprise Risk Management (Americas)
Wells Fargo Bank N.A.

Leveraging Human and Financial Resources to Meet Higher Compliance Expectations

November 17, 2020 • 4:00 pm

Mark Pawelek

Chief Compliance Officer
Chief Privacy Officer & Member Concerns Officer
Motusbank

Leveraging Human and Financial Resources to Meet Higher Compliance Expectations

November 17, 2020 • 4:00 pm

Cullen Price

Manager, Market Abuse
Ontario Securities Commission

Top 5 Lessons from Recent Enforcement Actions

November 17, 2020 • 2:00 pm

Asad Rauf

Vice President & Chief Compliance Officer
SBI Canada Bank

Conducting Robust Risk Assessments in a Shifting Regulatory Landscape

November 18, 2020 • 3:45 pm

Peter Routledge

President & CEO
CDIC

Navigating Shifts in the Global Economy and Impending Changes Under the CDIC Act

November 17, 2020 • 10:15 am

Amber Scott

Founder
Outlier Solutions Inc.

Afternoon Breakouts

November 18, 2020 • 1:30 pm

Anie Stuart

Managing Director
Culture and Conduct Risk Division
OSFI

Adjusting Operations to Meet Expectations and Avoid Compliance Missteps During and After COVID

November 17, 2020 • 9:15 am

Ula Ubani

Chief Ethics & Conduct Officer
BMO Financial Group

Minimizing Misconduct Risks: Tools and Techniques to Promote Integrity, Ethics and a Culture of Compliance

November 18, 2020 • 11:30 am

Charlene Varty

Senior Manager Compliance, Canadian Banking Compliance
TD Bank Group

Afternoon Breakouts

November 18, 2020 • 1:30 pm