Advisory Board

Danielle Lin

Vice President Canadian Banking & Consumer Legislation Compliance
TD Bank Group

Opening Remarks from the Chair

November 18, 2020 9:00 am

Lisa Cinelli

Vice-President, Chief Compliance Officer and Chief AML Officer
Equitable Bank

David Chesworth

Chief Consumer Protection Officer, Regulatory Compliance
Canadian Western Bank

Afternoon Breakouts

November 18, 2020 1:30 pm

Eugenio DiMira

Director, Global Compliance Officer AML
Manulife

Afternoon Breakouts

November 18, 2020 1:30 pm

Rosalind Laruccia

Assistant Vice President, Internal Audit
Laurentian Bank of Canada

Conference Chair

Danielle Lin

Vice President Canadian Banking & Consumer Legislation Compliance
TD Bank Group

Opening Remarks from the Chair

November 18, 2020 9:00 am

Distinguished Speaker Faculty

Suhuyini Abudulai

Partner
Cassels Brock and Blackwell LLP

Afternoon Breakouts

November 17, 2020 1:00 pm

Swati Agrawal

Senior Manager – Market Conduct (Life & Health Insurance)
FSRA

Donna Bales

Co-Founder
Canadian RegTech Association

Afternoon Breakouts

November 17, 2020 1:00 pm

Julie Bryski

Senior Director, Talent Initiatives
Toronto Finance International

Michael Burgess

Senior Manager, Major Investigations/Demarkets
BMO Financial Group

Neil Butters

AVP Digital ID and Innovation
Interac Corp. Canada

Afternoon Breakouts

November 18, 2020 1:30 pm

David Chesworth

Chief Consumer Protection Officer, Regulatory Compliance
Canadian Western Bank

Afternoon Breakouts

November 18, 2020 1:30 pm

Charles Corlett

Director, Enforcement Litigation
IIROC

Top 5 Lessons from Recent Enforcement Actions

November 17, 2020 2:00 pm

PJ Fournier

Associate Director, Risk & Compliance
Protiviti

PJ Di Giammarino

Chair
RegTech Council (UK)

Afternoon Breakouts

November 17, 2020 1:00 pm

David Goodis

Assistant Commissioner
Office of the Information & Privacy Commissioner of Ontario

Brigitte Goulard

Senior Counsel
Torys LLP
Former Deputy Commissioner, FCAC

Martin Hovington

Director of investigations, Market Abuse
AMF

Gina Jeneroux

Chief Learning Officer
BMO

Joseph Mari

Director, Financial Intelligence Unit and External Partnerships
Scotiabank

Kirill Meleshevich

Global Head of AML
WorkFusion

Afternoon Breakouts

November 17, 2020 1:00 pm

Ilona Niemi

VP, Compliance Officer
Zurich Canada

Jennifer M. Riordan

SVP, Enterprise Risk Management (Americas)
Wells Fargo Bank N.A.

Mark Pawelek

Chief Compliance Officer
Chief Privacy Officer & Member Concerns Officer
Motusbank

Cullen Price

Manager, Market Abuse
Ontario Securities Commission

Top 5 Lessons from Recent Enforcement Actions

November 17, 2020 2:00 pm

Asad Rauf

Vice President & Chief Compliance Officer
SBI Canada Bank

Amber Scott

Founder
Outlier Solutions Inc.

Afternoon Breakouts

November 18, 2020 1:30 pm

Anie Stuart

Managing Director
Culture and Conduct Risk Division
OSFI

Ula Ubani

Chief Ethics & Conduct Officer
BMO Financial Group

Charlene Varty

Senior Manager Compliance, Canadian Banking Compliance
TD Bank Group

Afternoon Breakouts

November 18, 2020 1:30 pm