Speakers

Co-Chairs

Sara Gelgor

Chief Compliance Officer
Concentra Bank

How Corporate Boards Can Achieve Better Alignment with Stakeholders

November 24, 2021 • 1:45 pm

Lisa Cinelli

Vice-President, Chief Compliance Officer and Chief AML Officer
Equitable Bank

Co-Chairs Opening Remarks

November 24, 2021 • 8:50 am

Chair Emeritus

Danielle Lin

Vice President Canadian Banking & Consumer Legislation Compliance
TD Bank Group

Co-Chairs Opening Remarks

November 24, 2021 • 8:50 am

Prominent Regulators

David Geale

Director, Banking & Payments Supervision
UK Financial Conduct Authority

What International Trends Indicate about Shifts in Regulatory Oversight and How Compliance Programs Should Prepare

November 23, 2021 • 9:00 am

Frank Lofranco

Deputy Commissioner, Supervision and Enforcement
FCAC

The Financial Consumer Protection Framework and Complaints Handling Obligations

November 23, 2021 • 9:45 am

Nathalie Martineau

Regional Director
FINTRAC

Status Report on PCMLTFR: Identifying Where FRFIs are Missing the Mark and What to Expect in 2022

November 23, 2021 • 3:30 pm

Anie Stuart

Managing Director
Culture and Conduct Risk Division
OSFI

OSFI: How Financial Institutions Should Approach the Relationship between Culture and Risk to Establish Stronger Compliance

November 24, 2021 • 9:00 am

Emiel van der Velden

Head, Depositor Solutions, Insurance & Compliance
CDIC

CDIC Act and By-laws: Zoning in on Upcoming Requirements and Key Initiatives

November 23, 2021 • 4:15 pm

Distinguished Faculty

Tiago Aguiar

Deputy Head of Department, Banking Conduct Supervision Department
Central Bank of Portugal

What International Trends Indicate about Shifts in Regulatory Oversight and How Compliance Programs Should Prepare

November 23, 2021 • 9:00 am

Amy Aubin

Chief Compliance Officer
Waypoint Investment Partners Inc.

Measuring Culture: How to Set the Right Metrics and Start Translating them into Actionable Insights for your Compliance Program

November 24, 2021 • 9:30 am

Edgar Barbosa

Partner
Payments Consulting, PwC

Payments Compliance and Innovation: Unpacking the New Regulatory Regime for Payments Providers Under the Retail Payments Activities Act

November 24, 2021 • 11:45 am

Kathleen Butterfield

Partner
Fasken LLP

FinTech, Open Banking and the Regulatory Sandbox: How Technology is Driving Real-Time Regulation Globally and the Implications for Financial Institutions

November 24, 2021 • 3:30 pm

Stephen Cheeseman

VP, Legal and Compliance
Canada Protection Plan

FinTech, Open Banking and the Regulatory Sandbox: How Technology is Driving Real-Time Regulation Globally and the Implications for Financial Institutions

November 24, 2021 • 3:30 pm

Anthony Giglio

Vice President, TD Wealth Client Focused Reforms Transformation
TD

Client Focused Reforms in Practice: What Dealers Need to Know to Protect their Customers and Stay in Compliance

November 23, 2021 • 1:00 pm

Noémie C. Girard

Deputy Chief Compliance Officer
Kaleido

Client Focused Reforms in Practice: What Dealers Need to Know to Protect their Customers and Stay in Compliance

November 23, 2021 • 1:00 pm

Mark Hines

Ecosystem Development
Plaid

FinTech, Open Banking and the Regulatory Sandbox: How Technology is Driving Real-Time Regulation Globally and the Implications for Financial Institutions

November 24, 2021 • 3:30 pm

Laura Houlihan

Laura Houlihan

Associate Director, Risk & Compliance
Protiviti

Measuring Culture: How to Set the Right Metrics and Start Translating them into Actionable Insights for your Compliance Program

November 24, 2021 • 9:30 am

Sandeep Joshi

Partner
Tyr LLP

Canada’s Evolving Privacy Regime: How to Prepare for New Provisions and Avoid Costly Data Management Mistakes Along the Way

November 23, 2021 • 11:00 am

Douglas Johnson

Chief Compliance Officer
Haventree Bank

Industry Roundtable: Strategies for Supporting for Employees and the Business in a Post-COVID Business Landscape

November 23, 2021 • 2:00 pm

Don Johnston

Partner
Aird Berlis LLP

FinTech, Open Banking and the Regulatory Sandbox: How Technology is Driving Real-Time Regulation Globally and the Implications for Financial Institutions

November 24, 2021 • 3:30 pm

Sarah Keyes

CEO
ESG Global Advisors

Examining How Regulatory Compliance and Conduct Can Shape your ESG Strategy and Disclosure

November 24, 2021 • 10:45 am

Colm Kincaid

Director, Consumer Protection
Central Bank of Ireland

What International Trends Indicate about Shifts in Regulatory Oversight and How Compliance Programs Should Prepare

November 23, 2021 • 9:00 am

Wendy Mee

Partner
Blakes Cassels & Graydon LLP

Canada’s Evolving Privacy Regime: How to Prepare for New Provisions and Avoid Costly Data Management Mistakes Along the Way

November 23, 2021 • 11:00 am

Tracy Molino

Counsel
Dentons LLP

Payments Compliance and Innovation: Unpacking the New Regulatory Regime for Payments Providers Under the Retail Payments Activities Act

November 24, 2021 • 11:45 am

Ron Morrow

Executive Director – Retail Payments Supervision
Bank of Canada

Payments Compliance and Innovation: Unpacking the New Regulatory Regime for Payments Providers Under the Retail Payments Activities Act

November 24, 2021 • 11:45 am

Ilona Niemi

Group Chief Compliance Officer
The Co-operators Group Limited

Industry Roundtable: Strategies for Supporting for Employees and the Business in a Post-COVID Business Landscape

November 23, 2021 • 2:00 pm

David Parkatti

V.P. & Chief Compliance Risk Officer, Legal, Compliance and Investigations Group
Canadian Western Bank

How to Keep your Compliance Team Ahead of the Curve: Strategic Approaches for Classifying Risk and Navigating the Evolving Regulatory Landscape

November 24, 2021 • 2:15 pm

Paula Pereira

Partner, Financial Services
PwC

FinTech, Open Banking and the Regulatory Sandbox: How Technology is Driving Real-Time Regulation Globally and the Implications for Financial Institutions

November 24, 2021 • 3:30 pm

Jacqueline Sanz

Managing Director, Canada Lead, Risk and Compliance Solutions
Protiviti

Client Focused Reforms in Practice: What Dealers Need to Know to Protect their Customers and Stay in Compliance

November 23, 2021 • 1:00 pm

Lydia Sas

Head of Compliance
Apt Pay

Payments Compliance and Innovation: Unpacking the New Regulatory Regime for Payments Providers Under the Retail Payments Activities Act

November 24, 2021 • 11:45 am

Angela Shaffer

Counsel
Dentons LLP

Examining How Regulatory Compliance and Conduct Can Shape your ESG Strategy and Disclosure

November 24, 2021 • 10:45 am

Rodney Shields

Chief Compliance Officer
OTT Pay

Payments Compliance and Innovation: Unpacking the New Regulatory Regime for Payments Providers Under the Retail Payments Activities Act

November 24, 2021 • 11:45 am

Susan Silma

Head, Risk and Regulatory Business Practices
Sun Life Financial

Client Focused Reforms in Practice: What Dealers Need to Know to Protect their Customers and Stay in Compliance

November 23, 2021 • 1:00 pm

Tomell deSilva Ceasar

Group Head, Ethics & Governance
Careem

How Corporate Boards Can Achieve Better Alignment with Stakeholders

November 24, 2021 • 1:45 pm

Usman Sheikh

Partner
Gowling WLG (Canada) LLP

Virtual Currency: Top Takeaways from the Most Notable Regulatory and Enforcement Trends of 2021

November 24, 2021 • 4:30 pm

Lori Stein

Partner
Osler, Hoskin & Harcourt LLP

Virtual Currency: Top Takeaways from the Most Notable Regulatory and Enforcement Trends of 2021

November 24, 2021 • 4:30 pm

Lucie Tedesco

Counsel
McCarthy Tétrault LLP
(Former Commissioner, FCAC)

What International Trends Indicate about Shifts in Regulatory Oversight and How Compliance Programs Should Prepare

November 23, 2021 • 9:00 am

Ryan Yates

President and CEO
Apaylo Finance Technology

Payments Compliance and Innovation: Unpacking the New Regulatory Regime for Payments Providers Under the Retail Payments Activities Act

November 24, 2021 • 11:45 am