Advisory Board

Danielle Lin

Vice President Canadian Banking & Consumer Legislation Compliance
TD Bank Group

Opening Remarks from the Chair

November 18, 2020 9:00 am

Lisa Cinelli

Vice-President, Chief Compliance Officer and Chief AML Officer
Equitable Bank

David Chesworth

Chief Consumer Protection Officer, Regulatory Compliance
Canadian Western Bank

Gene DiMira

Chief Identity Officer
The AML Shop

Rosalind Laruccia

Assistant Vice President, Internal Audit
Laurentian Bank of Canada

Conference Chair

Danielle Lin

Vice President Canadian Banking & Consumer Legislation Compliance
TD Bank Group

Opening Remarks from the Chair

November 18, 2020 9:00 am

Distinguished Speaker Faculty

Suhuyini Abudulai

Partner
Cassels Brock and Blackwell LLP

Afternoon Breakouts

November 17, 2020 1:00 pm

Swati Agrawal

Senior Manager – Market Conduct (Life & Health Insurance)
FSRA

Donna Bales

Co-Founder
Canadian RegTech Association

Afternoon Breakouts

November 17, 2020 1:00 pm

Elspeth Bowler

Managing Director, Operational Risk Division
OSFI

Julie Bryski

Senior Director, Talent Initiatives
Toronto Finance International

Michael Burgess

Senior Manager, Major Investigations/Demarkets
BMO Financial Group

Neil Butters

AVP Digital ID and Innovation
Interac Corp. Canada

David Chesworth

Chief Consumer Protection Officer, Regulatory Compliance
Canadian Western Bank

Charles Corlett

Director, Enforcement Litigation
IIROC

Top 5 Lessons from Recent Enforcement Actions

November 17, 2020 2:00 pm

Sara Gelgor

Chief Compliance Officer
Concentra Bank

PJ Di Giammarino

Chair
RegTech Council (UK)

Afternoon Breakouts

November 17, 2020 1:00 pm

David Goodis

Assistant Commissioner
Office of the Information & Privacy Commissioner of Ontario

Brigitte Goulard

Senior Counsel
Torys LLP
Former Deputy Commissioner, FCAC

Martin Hovington

Director of investigations, Market Abuse
AMF

Top 5 Lessons from Recent Enforcement Actions

November 17, 2020 2:00 pm

Gina Jeneroux

Chief Learning Officer
BMO

Camilla Mackenzie

Chief Compliance & Ethics Officer
Export Development Canada and FinDev Canada

Joseph Mari

Director, Financial Intelligence Unit and External Partnerships
Scotiabank

Kirill Meleshevich

Global Head of AML
WorkFusion

Afternoon Breakouts

November 17, 2020 1:00 pm

Ilona Niemi

VP, Compliance Officer
Zurich Canada

Jennifer M. Riordan

SVP, Enterprise Risk Management (Americas)
Wells Fargo Bank N.A.

Mark Pawelek

Chief Compliance Officer
Chief Privacy Officer & Member Concerns Officer
Motusbank

Cullen Price

Manager, Market Abuse
Ontario Securities Commission

Top 5 Lessons from Recent Enforcement Actions

November 17, 2020 2:00 pm

Asad Rauf

Vice President & Chief Compliance Officer
SBI Canada Bank

Anie Stuart

Managing Director
Culture and Conduct Risk Division
OSFI

Ula Ubani

Chief Ethics & Conduct Officer
BMO Financial Group

Charlene Varty

Senior Manager Compliance, Canadian Banking Compliance
TD Bank Group