Regulatory Compliance for Financial Institutions
November 2020Purchase Recording
Catch-up on critical information – on your own time.
CI’s 26th Annual Flagship Conference on Regulatory Compliance for Financial Institutions took place November 24-25, 2020. Our outstanding faculty share insights on the most compelling topics impacting their daily lives and practices. See a snapshot of the event below then purchase the recording to watch at your convenience.
VP, Canadian Banking & Consumer Legislation Compliance
Ontario Securities Commission
Director, Enforcement Litigation
Investment Industry Regulatory Organization of Canada (IIROC)
Managing Director, Operational Risk Division
Manager, Examinations Compliance
Office of the Information & Privacy Commissioner of Ontario
Vice President, Legal & Compliance
Intact Financial Corporation
Senior Manager, Major Investigations/Demarkets
BMO Financial Group
Chief Compliance Officer and Chief Privacy Officer
Jennifer M. Riordan
SVP, Enterprise Risk Management (Americas)
Wells Fargo Bank N.A.
- Regulator Townhall: Gain guidance from OSFI, FINTRAC and FSRA on how to avoid compliance missteps during the pandemic as business resumes, 2021 priorities and future assessments
- Concurrent Breakout Sessions: An opportunity for teams or those who need to master all areas of compliance. Each day you will customize your agenda by selecting one of three topics pertaining to AML, Technology and Conduct, Compliance Culture and Consumer Trust to enhance your knowledge of the regulatory environment.
- 1:1 Peer-to-Peer Networking: Come equipped with your top pain point to troubleshoot or breakthrough strategy to share industry peers
- Meet a Mentor: Are you new to Compliance? Meet a seasoned industry leader for an informal chat about building skills and growing your career