2022 Agenda

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Day 1 - Wednesday, November 16, 2022
Day 2 - Thursday, November 17, 2022
Day 1 - Wednesday, November 16, 2022
8:00 |
Networking Breakfast and Registration |
9:00 |
Opening Remarks from the Co-Chairs![]() Marie Houde ![]() David Parkatti |
9:05 |
Opening Keynote Address![]() Donna Achimov |
9:30 |
Russia SanctionsAddressing the Ongoing Impacts of Russia Sanctions on Canada’s Financial Institutions![]() Stephen Alsace ![]() Suhuyini Abudulai ![]() Paul Johnathan Saguil Moderator:![]() Bob Kapur The Canadian sanctions against Russia are complex and rapidly evolving, with significant exposure risks. During this panel discussion, we will explore:
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10:30 |
Morning Networking Break |
10:45 |
Open Banking in CanadaHow to Prepare for the Legal and Technical Challenges of Open Banking Framework in Canada![]() Brian Harris ![]() Oscar Roque ![]() Elizabeth Sale ![]() Lisa Sattler Moderator:![]() Edgar Barbosa Open banking, a form of consumer-driven finance, aims to enable consumers and small businesses to share financial data with a diverse range of financial service providers through secure online channels built for a consumer-centric financial experience. During this panel, explore the landscape of the Open Banking Framework in Canada. Discussion points include:
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11:45 |
FCAC Spotlight on Consumer ProtectionKey Enhancements to the Financial Consumer Protection Framework![]() Philippe Pellerin Effective June 30, 2022, the Government of Canada introduced a new Financial Consumer Protection Framework under the Bank Act to expand measures in which “banks are held to a higher standard in their sales practices, complaint-handling procedures, and provision of information so customers can make informed decisions.” The Framework includes more than 60 new or enhanced protections aimed at strengthening the financial health of Canadian consumers. Join this presentation to hear about FCAC’s early observations in the implementation of the framework. |
12:15 |
Networking Luncheon |
1:15 |
Financial Consumer Protection Framework Deep-Dive SessionsPart I: Top 5 Pitfalls to Avoid When Handling Customer Complaints within 56 Days![]() Marie Houde ![]() Jane Ratchford ![]() Waqas Rana Moderator:![]() Lucie Tedesco For the first time in history, banks are required by law to manage complaints within a specific time period. Join this panel to learn the ins and outs of handling customer complaints in an effective and compliant manner. |
2:15 |
Financial Consumer Protection Framework Deep DivePart II: 8 Ways to Measure the Effectiveness of Your Whistleblowing Program![]() Lisa Cinelli ![]() Bradley Hamilton ![]() Preston MacNeil ![]() Sandy Stephens Moderator:![]() Vladimir Shatiryan The FCAC’s Guideline on Whistleblowing Procedures for Banks and Authorized Foreign Banks (Guideline) maps out expectations for banks and federal credit unions implementing whistleblower programs. During this panel, explore:
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3:15 |
Afternoon Networking Break |
3:30 |
OPC INSIGHTSPrivacy Enforcement Developments Relevant to Canadian Financial Institutions![]() Michael Maguire, LL.B. High-level changes regarding the three pieces of legislation, including privacy, tribunal, and Artificial Intelligence
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4:00 |
Cullen Commission Report: 5 Months LaterKey Industry Takeaways for Canada’s AML Regime and Your Compliance Program![]() Garry Clement ![]() Erin Hunt ![]() Jeff Simser ![]() Gary Valiquette |
5:00 |
Closing Remarks and Day 1 Concludes |
Day 2 - Thursday, November 17, 2022
8:00 |
Networking Breakfast and Registration |
9:00 |
Opening Remarks from the Co-Chairs![]() Marie Houde ![]() David Parkatti |
9:05 |
CRYPTOCURRENCY & DIGITAL ASSETSExploring Canada’s Cryptocurrency and Digital Assets Regulations: Key Takeaways and Lessons from Recent Enforcement Decisions![]() Alison Beer ![]() Adam Garetson ![]() Usman Sheikh ![]() Kuno Tucker Canada’s current cryptocurrency and digital assets regulations have evolved. During this panel, we will explore:
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10:05 |
Morning Networking Break |
10:30 |
Climate-Related RisksHow to Measure and Report the Financial Risks of a Low-Carbon TransitionFinancial institutions in Canada are in the early stages of building climate-related risk assessment capacities, with many considering climate-related transition risks to be particularly complex to analyze. This session will provide guidance on –
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11:00 |
Keeping your Compliance Team Ahead of the Curve: Best Practices for Measuring Regulatory Compliance Risk Within the Broadening Regulatory Landscape![]() Theo Ikonomou ![]() Neil Lacroix ![]() Chris Mullin ![]() Ajay Vashisht Moderator:![]() David Parkatti We are seeing an accelerating trend of emerging regulatory risk areas (e.g. climate, technology/cyber, AI/data ethics, third party, culture risk) gaining prominence with stakeholders and fully entering the regulatory sphere. Yet legacy operational taxonomies and risk measurement approaches have been slow to adjust. This session will provide practical industry insights on:
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12:00 |
Networking Luncheon |
1:00 |
ESG BEST PRACTICES FOR FINANCIAL INSTITUTIONSDetermining Where ESG Oversight Should Live in the Organization & Preparing for Mandatory ESG Disclosures![]() Scott Hitchings ![]() Bindu Dhaliwal ![]() Gilberto Cedolia ![]() Markus Giese ![]() Scott Morrison |
2:00 |
FINTRAC PRESENTATIONStrengthening Canada’s AML Regime![]() Nathalie Martineau Join us for a presentation featuring insights from FINTRAC on common issues it has identified on various programs at Financial Institutions in Canada through an AML/ATF Program focus. |
2:30 |
CDIC InsightsHow CDIC is Navigating the Evolving and Complex Financial Landscape![]() Emiel-Johan van der Velden Several amendments to the CDIC Act that strengthen deposit insurance protection for trust deposits took effect April 30, 2022. The new rules are important because they impact how CDIC protects deposits held by trustees.
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3:00 |
Networking Break |
3:15 |
FSRA PresentationThe Journey of FTC Implementation![]() Swati Agrawal Nevatia |
3:45 |
Insights from OSFICompliance Effectiveness 2022 and Beyond: A Regulator’s Perspective![]() Arlene Stephens Join us for a presentation featuring insights from the Office of the Superintendent of Financial Institution (OSFI) on the common issues it has identified in various key programs at financial institutions in Canada. During this presentation, OSFI will discuss:
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4:15 |
CYBERSECURITY RISKA Review of Fraud, Compliance, and Cybersecurity Risks Facing Financial Institutions in Canada![]() Imran Ahmad ![]() Alena Thouin Final Guideline B-13, issued July 13, 2022, and effective Jan. 1, 2024, establishes OSFI’s expectations for how federally regulated financial institutions (FRFIs) should manage technology and cyber risks. During this panel, we will explore:
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4:45 |
Conference Concludes |