Agenda (Eastern Standard Time)

Conference Program
Flip through our 2020 conference brochure and discover what’s new this year.
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Day 1 - Tuesday, November 17, 2020
9:00 |
Opening Remarks from the Chair |
9:15 |
Regulator TownhallAdjusting Operations to Meet Expectations and Avoid Compliance Missteps During and After COVID |
10:15 |
Navigating Shifts in the Global Economy and Impending Changes Under the CDIC Act |
10:45 |
Break |
11:15 |
Consumer Protection: How to Align Operations with Bill C-86 Provisions and Promote Fair and Equitable Dealings |
12:15 |
Networking Lunch1:1 Peer-To-Peer Networking |
1:00 |
Afternoon Breakouts |
2:00 |
Spotlight on Market ConductTop 5 Lessons from Recent Enforcement Actions |
3:00 |
Break |
3:15 |
Internal InvestigationsHow to Leverage Technological Tools and Techniques to Detect and Deter Misconduct |
4:00 |
INDUSTRY EXECUTIVE FIRESIDE CHATLeveraging Human and Financial Resources to Meet Higher Compliance Expectations |
5:00 |
Networking ReceptionTools and Techniques to Build and Retain Skilled, Agile Compliance Teams |
5:45 |
Day One Concludes |
Day 2 - Wednesday, November 18, 2020
9:00 |
Opening Remarks from the Chair |
9:15 |
Cyber Security & Privacy Compliance in an Increasingly Digital Economy: A Playbook for Protecting the Organization and the Client |
10:15 |
Third Party Risk ManagementEstablishing the Right Metrics and Monitoring Practices to Meet Regulator Outsourcing Requirements |
11:15 |
Break |
11:45 |
Ethics Training with Live PollingMinimizing Misconduct Risks: Tools and Techniques to Promote Integrity, Ethics and a Culture of Compliance |
12:45 |
Networking Break |
1:00 |
Meet a Mentor |
1:30 |
FINANCIAL CRIME – Fine-tuning Investigations, Documentation and Reporting to Meet Regulatory Obligations under the PCMLTFA |
2:30 |
Break |
2:45 |
Determining When to De-risk: Top 5 Major Pitfalls to Avoid when Ending a Client Relationship |
3:45 |
Live Polling SessionConducting Robust Risk Assessments in a Shifting Regulatory Landscape |
4:30 |
Conference Concludes |
Day 1 - Tuesday, November 17, 2020
9:00 |
Opening Remarks from the ChairDanielle Lin |
9:15 |
Regulator TownhallAdjusting Operations to Meet Expectations and Avoid Compliance Missteps During and After COVIDGuillaume Giguère Anie Stuart Sara Gelgor Swati Agrawal
|
10:15 |
Navigating Shifts in the Global Economy and Impending Changes Under the CDIC ActPeter Routledge Examine the economic outlook for Canada and key changes under the CDIC Act that that will impact your organization on a new timeline due to COVID. Ensure your organization has hit recent compliance targets and is on track to operationalize changes with guidance on data system requirements and the Co-owned and Trust Deposit By-law. |
10:45 |
Break |
11:15 |
Consumer Protection: How to Align Operations with Bill C-86 Provisions and Promote Fair and Equitable DealingsTeresa Frick Brigitte Goulard Natalie Biderman
|
12:15 |
Networking Lunch1:1 Peer-To-Peer NetworkingMake new connections, face-to-face. Troubleshoot top pain points and share breakthrough strategies using an interactive virtual feature that will introduce you to fellow industry peers for a quick conversation. |
1:00 |
Afternoon BreakoutsStream 1 - FINANCIAL CRIME - Examining the Top 10 Trends in AML & Financial Crime to Prepare Your Organization for a Shifting Regulatory LandscapeSuhuyini Abudulai Kirill Meleshevich Stream 2 - TECHNOLOGY - Assessing 10 Opportunities in the RegTech, FinTech and the Digital LandscapeDonna Bales PJ Di Giammarino Stream 3 - CONDUCT, COMPLIANCE CULTURE AND CONSUMER TRUST - 10 Emerging Areas of Focus for Regulators: Examining Consumer Protection and Privacy Controls GloballyCompliance professionals must manage a wide range of risks and stay up to speed with ever evolving regulations. These concurrent sessions have been designed to provide you with an opportunity to enhance your knowledge across different compliance disciplines. The first series of sessions will examine global trends in the regulatory environment and what they mean for your organization. We invite you to customize your agenda by selecting one to attend. Top 10 Developments in Regulatory Compliance to Watch Around the World and the Implications for your Organization Stream 1
Stream 2 Prepare to examine 10 regulatory and compliance challenges that financial institutions face and the types of emerging technology and solutions that are being used to improve compliance effectiveness. |
2:00 |
Spotlight on Market ConductTop 5 Lessons from Recent Enforcement ActionsCullen Price Charles Corlett Martin Hovington
|
3:00 |
Break |
3:15 |
Internal InvestigationsHow to Leverage Technological Tools and Techniques to Detect and Deter MisconductJulie-Martine Loranger
|
4:00 |
INDUSTRY EXECUTIVE FIRESIDE CHATLeveraging Human and Financial Resources to Meet Higher Compliance ExpectationsJennifer M. Riordan Ilona Niemi Mark Pawelek
|
5:00 |
Networking ReceptionTools and Techniques to Build and Retain Skilled, Agile Compliance TeamsJulie Bryski Gina Jeneroux |
5:45 |
Day One Concludes |
Day 2 - Wednesday, November 18, 2020
9:00 |
Opening Remarks from the ChairDanielle Lin |
9:15 |
Cyber Security & Privacy Compliance in an Increasingly Digital Economy: A Playbook for Protecting the Organization and the ClientDavid Goodis Imran Ahmed Maryann Besharat
|
10:15 |
Third Party Risk ManagementEstablishing the Right Metrics and Monitoring Practices to Meet Regulator Outsourcing RequirementsElspeth Bowler PJ Fournier
|
11:15 |
Break |
11:45 |
Ethics Training with Live PollingMinimizing Misconduct Risks: Tools and Techniques to Promote Integrity, Ethics and a Culture of ComplianceUla Ubani Camilla Mackenzie
|
12:45 |
Networking Break |
1:00 |
Meet a MentorA unique face-to-face virtual learning experience that will allow you to receive professional guidance or offer it as a mentor. Come camera ready for an informal 1-on-1 conversation about honing skills and building your career. This is a great opportunity to foster growth within the industry and make a new connection. To participate* as either a mentor or a mentee, email Sara Cain at [email protected]. *Participation in this networking session is for registered delegates only. |
1:30 |
FINANCIAL CRIME – Fine-tuning Investigations, Documentation and Reporting to Meet Regulatory Obligations under the PCMLTFADavid Vijan Stream 1 - FINANCIAL CRIME - Fine-tuning Investigations, Documentation and Reporting to Meet Regulatory Obligations under the PCMLTFAStream 2 - Technology - Meeting your Match: Analyzing the Latest Digital ID Tools, Applications and RegulationsStream 3 - CONDUCT, COMPLIANCE CULTURE AND CONSUMER TRUST - Strategies for Implementing a Complaint Handling Program that Meets Bill C-86 RequirementsCompliance professionals must manage a wide range of risks and stay up to speed with ever evolving regulations. Take a closer look at Canadian regulations and specific strategies and solutions for your compliance program.
|
2:30 |
Break |
2:45 |
Determining When to De-risk: Top 5 Major Pitfalls to Avoid when Ending a Client RelationshipMichael Burgess Joseph Mari
|
3:45 |
Live Polling SessionConducting Robust Risk Assessments in a Shifting Regulatory LandscapeAsad Rauf Risk assessments are a critical and mandatory task for financial institutions at an enterprise level as stipulated under the OSFI E-13 framework as well as FINTRAC’s ongoing monitoring requirements. Understanding and managing your compliance risk exposure requires an effective framework for assessment and management. In this session you will learn to how to:
|
4:30 |
Conference Concludes |