Regulatory Compliance for Financial Institutions

Bringing together Canada’s prominent regulators, the big banks and industry experts in one place this November!

Gain insights from industry experts and develop strategies for mitigating risks and ensure current and impending regulatory standards are met. Learn to prioritize and effectively execute compliance functions within a current evolving and ever-changing environment.

Join us at the 28th Annual Flagship Conference on Regulatory Compliance for Financial Institutions and engage with key regulators on compliance expectations and delve into an in-depth look at the myriad ways that financial institutions are capitalizing on modernization and innovation to drive transparency, efficiency, and consumer-centric frameworks.

Keynote Speaker

Donna Achimov

Deputy Director, Chief Compliance Officer, Compliance Sector
FINTRAC

CONFERENCE CO-CHAIRS

Marie Houde

VP, Chief Compliance Officer
Laurentian Bank

David Parkatti

VP and Chief Compliance Risk Officer
Canadian Western Bank

PROMINENT REGULATORS

Phillippe Pellerin

Supervision Manager, Supervision and Enforcement Branch
Financial Consumer Agency of Canada (FCAC)

Michael Maguire, LL.B.

Director, PIPEDA Compliance
Directorate
Office of the Privacy Commissioner of Canada

Emiel-Johan van der Velden

Head, Depositor Solutions, Insurance & Compliance
Canada Deposit Insurance Corporation (CDIC)

Julien Brazeau

Associate Assistant Deputy Minister
Finance Canada

Arlene Stephens

Director, Compliance and Culture
Office of the Superintendent of Financial Institutions Canada (OSFI)

Alena Thouin

Chief Operating Officer
Ontario Financing Authority (OFA)

Nathalie Martineau

Regional Director, Toronto Office and Major Reporters
FINTRAC

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2022 AGENDA HIGHLIGHTS

Engage with Prominent Regulators including: OSFI, Department of Finance, Office of the Privacy Commissioner of Canada, CDIC and FCAC
Countdown to Open Banking in Canada: How to Prepare for the Legal and Technical Challenges by 2024
Cullen Commission Report: Deep Dive into the Implications for Canada’s AML Regime and Your Compliance Program
Addressing the Ongoing Impacts of Russia Sanctions on Canada’s Financial Institutions
Top 5 Pitfalls to Avoid When Handling Customer Complaints
Spotlight on Enhancements to the Financial Consumer Protection Framework
Climate Risks: How to Measure and Report the Financial Risks of a Low-Carbon Transition
New! Special Focus Sessions on ESG

Determining Where ESG Oversight Lives in the Organization
Preparing for Mandatory ESG Disclosure

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WHO YOU WILL MEET

A Must Attend Event for Professionals Focused on Preparing for the Future of Compliance

Chief Compliance Officers (CCOs)
Chief Risk Officer (CRO)
Chief Anti-Money Laundering Officers (CAMLOs)
Regulatory Delivery Officers
VPs and Heads of Compliance, VPs and Heads of Legal and Compliance, and other compliance officers and compliance professionals from Financial Institutions
Privacy, Operations and Risk professionals with a focus on enterprise risk management
Insurance professionals
In-house counsel from Financial Institutions
Internal Auditors

ABOUT THIS CONFERENCE

Gathering industry experts and peers from leading financial institutions, insurance companies, law firms, and regulatory authorities for a series of in-depth discussions and curated strategy sessions focused on preparing for evolving regulatory expectations.

Learn from key industry players and see the discussions unfold touching on a variety of subjects from top priorities for government regulators to industry insights on how to address leading compliance deficiencies, navigate ethical quandaries and build a strong culture of compliance.

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Testimonials

The conference provided good information, the experience of speakers in their respective fields came across clearly and the platform used for the conference was well organized and adaptive to the current remote work settings.

Specialist, OSFI

This being the first time the conference has been put on in an entirely virtual format, I thought the organizing team did a great job.

Chief Compliance Risk Officer, CWB Financial Group

Livestream Also Available

Join a real-time interactive broadcast of the in-person conference virtually from your location.