Day 1 - Tuesday, May 4, 2021

9:45
Co-Chairs’ Opening Remarks
10:00

20th Anniversary Alumni Roundtable

Busts, Breakthroughs, Blind spots: Former Law Enforcement Officials Reveal 20 Years of Lessons Learned for Compliance, Intelligence and Enforcement
11:00

CASE STUDY

Securities Fraud Enforcement: What Recent Cases Reveal about the New, Sophisticated Schemes and How to Identify Them
12:00
Break
12:30
How to Comply with the Travel Rule for EFTs and Manage Virtual Currency Risk Along the Way
1:30

Special Focus on AML Analytics and Technology Part I

AML Model Management: How to Improve Monitoring and Meet Regulator Expectations through Testing and Technology
2:00
1:1 Networking [Break]
2:15

Special Focus on AML Analytics and Technology Part II

Interactive Demo
2:45
Developing a Defensible Compliance Strategy: Best Practices for Navigating FINTRAC’s Flexible Measures and Grey Areas Under the PCMLTFA
3:30
The Fast-Evolving U.S. Economic Sanctions Environment: Key Takeaways 4 Months into the Biden Administration for Canadian Operations
4:15
Break
4:30
How to Equip Your Organization for the Future of AML Compliance: Best Practices for Developing Talent and Leveraging Resources
5:15
End of Day One

Day 2 - Wednesday, May 5, 2021

9:50
Co-Chairs’ Opening Remarks
10:00
Behind the Headlines: Uncovering the Dirty Money Trail in Canada
10:30

FINTRAC Townhall

How to Meet Obligations under the Amended PCMLTFA: Top 5 Compliance Gaps to Address Before Your Next Examination
11:30
Break
12:00
Beneficial Ownership Laws: How Changes to the U.S. Regime Could Impact Canadian Transactions and Entities
12:45
TBA
1:45
Break
2:30

Public-Private Partnerships in Action

Project Shadow: How to Identify Money Laundering Linked to Online Exploitation
3:00
Trade-Based Money Laundering: An Examination of Typologies, Trends and Hot Spots to Watch
3:45
Advanced AML Investigative Techniques: How to Leverage Open Source Discovery Methods to Satisfy KYC and EDD Requirements
4:15
Break
4:30

Audience Polling

Leveraging Synergies Across the Three Lines: How to Identify and Rectify Deficiencies in your AML Compliance Program through Effectiveness Testing
5:30
Conference Concludes

Day 1 - Tuesday, May 4, 2021

9:45
Co-Chairs’ Opening Remarks
10:00

20th Anniversary Alumni Roundtable

Busts, Breakthroughs, Blind spots: Former Law Enforcement Officials Reveal 20 Years of Lessons Learned for Compliance, Intelligence and Enforcement
11:00

CASE STUDY

Securities Fraud Enforcement: What Recent Cases Reveal about the New, Sophisticated Schemes and How to Identify Them
12:00
Break
12:30
How to Comply with the Travel Rule for EFTs and Manage Virtual Currency Risk Along the Way
1:30

Special Focus on AML Analytics and Technology Part I

AML Model Management: How to Improve Monitoring and Meet Regulator Expectations through Testing and Technology
2:00
1:1 Networking [Break]
2:15

Special Focus on AML Analytics and Technology Part II

Interactive Demo

This rapid-fire demo is your organization’s opportunity to get a closer look at cutting-edge technological solutions, specifically designed to drive workflow efficiencies and enhance your organization’s AML compliance insights. From advanced analytics dashboards to automation, and machine learning tools; it’s not one size fits all for financial institutions. This is your chance to ask questions a learn more about the future of financial crime management tools for KYC, EDD, ongoing monitoring and more…

2:45
Developing a Defensible Compliance Strategy: Best Practices for Navigating FINTRAC’s Flexible Measures and Grey Areas Under the PCMLTFA
3:30
The Fast-Evolving U.S. Economic Sanctions Environment: Key Takeaways 4 Months into the Biden Administration for Canadian Operations
4:15
Break
4:30
How to Equip Your Organization for the Future of AML Compliance: Best Practices for Developing Talent and Leveraging Resources
5:15
End of Day One