Financial Institutions have been forced to pivot in 2021 in order to continue to safely deliver services to Canadians.

It’s more critical than ever to develop strategies to mitigate the risks that new remote work arrangements present while also ensuring current and impending regulatory standards are met.

The 28th Annual Regulatory Compliance for Financial Institutions conference is your gateway to industry expert insights on how to prioritize and effectively execute compliance functions within the current environment. It’s also an opportunity to engage with key regulators about how compliance expectations will change once economic activity and operations start to fully resume.

This flagship event is designed to provide a holistic approach to compliance needs with peer-to-peer learning and intense, practical programming. It is a not to be missed event for organizations seeking clarity on how to navigate new and complex layers of regulation.

We invite you to join us in-person November 22 in Toronto for an in-depth look at the shifts in the regulatory landscape and best practices for expertly managing resources to exceed compliance expectations at small, medium and large FIs.


A Must Attend Event for Professionals Focused on Preparing for the Future of Compliance

  • Chief Compliance Officer
  • Chief Privacy Officer
  • Chief Anti Money Laundering Officers
  • Risk Officers
  • Heads of Regulatory Compliance

Gathering industry experts and peers from leading financial institutions, insurance companies, law firms, and regulatory authorities for a series of in-depth discussions and curated strategy sessions focused on preparing for evolving regulatory expectations.

Learn from key industry players and see the discussions unfold touching on a variety of subjects from top priorities for government regulators to industry insights on how to address leading compliance deficiencies, navigate ethical quandaries and build a strong culture of compliance.

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Register at the preferred early rate with our worry free cancellation guarantee.

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The conference provided good information, the experience of speakers in their respective fields came across clearly and the platform used for the conference was well organized and adaptive to the current remote work settings.

Specialist, OSFI
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This being the first time the conference has been put on in an entirely virtual format, I thought the organizing team did a great job.

Chief Compliance Risk Officer, CWB Financial Group

Interested in viewing the virtual Regulatory Compliance for Financial Institutions from November 2021?

If you were not able to attend our 27th annual conference, you can still watch this latest iteration from wherever you may be and access all the great information delivered by our distinguished faculty.

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Livestream Also Available

Join a real-time interactive broadcast of the in-person conference virtually from your location.

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Financial Compliance Series

This event is part of the Financial Compliance Series, Canada’s leading go-to interactive resource for all the essential regulatory compliance information and updates for busy financial compliance professionals.

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