This timely session will provide you with guidance on what the regulator is looking for during an assessment and how to establish a defensible compliance program that makes the grade.
Distinguished Session Speakers:
Vice President & Chief Compliance Officer
SBI Canada Bank
- Understanding how risk assessment methodologies are applied by regulators
- Assessing the impact of the regulations related to the PCMLTFA on your compliance program
- How to prepare examination materials
- Operationalizing lessons from positive and negative exam results