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This timely session will provide you with guidance on what the regulator is looking for during an assessment and how to establish a defensible compliance program that makes the grade.
Distinguished Session Speakers:

Sandeep Sharma
CAMLO
Wells Fargo

Asad Rauf
Vice President & Chief Compliance Officer
SBI Canada Bank
Session Highlights:
Understanding how risk assessment methodologies are applied by regulators
Assessing the impact of the regulations related to the PCMLTFA on your compliance program
How to prepare examination materials
Operationalizing lessons from positive and negative exam results