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This timely session will provide you with guidance on what the regulator is looking for during an assessment and how to establish a defensible compliance program that makes the grade.
Distinguished Session Speakers:
Sandeep Sharma
CAMLO
Wells Fargo
Asad Rauf
Vice President & Chief Compliance Officer
SBI Canada Bank
Session Highlights:
Understanding how risk assessment methodologies are applied by regulators- Assessing the impact of the regulations related to the PCMLTFA on your compliance program
- How to prepare examination materials
- Operationalizing lessons from positive and negative exam results