Opening Remarks from the Chair
November 18, 2020 • 9:00 am
Afternoon Breakouts
November 17, 2020 • 1:00 pm
Adjusting Operations to Meet Expectations and Avoid Compliance Missteps During and After COVID
November 17, 2020 • 9:15 am
Cyber Security & Privacy Compliance in an Increasingly Digital Economy: A Playbook for Protecting the Organization and the Client
November 18, 2020 • 9:15 am
Consumer Protection: How to Align Operations with Bill C-86 Provisions and Promote Fair and Equitable Dealings
November 17, 2020 • 11:15 am
Establishing the Right Metrics and Monitoring Practices to Meet Regulator Outsourcing Requirements
November 18, 2020 • 10:15 am
Tools and Techniques to Build and Retain Skilled, Agile Compliance Teams
November 17, 2020 • 5:00 pm
Determining When to De-risk: Top 5 Major Pitfalls to Avoid when Ending a Client Relationship
November 18, 2020 • 2:45 pm
Top 5 Lessons from Recent Enforcement Actions
November 17, 2020 • 2:00 pm
Minimizing Misconduct Risks: Tools and Techniques to Promote Integrity, Ethics and a Culture of Compliance
November 18, 2020 • 11:45 am
How to Leverage Technological Tools and Techniques to Detect and Deter Misconduct
November 17, 2020 • 3:15 pm
Leveraging Human and Financial Resources to Meet Higher Compliance Expectations
November 17, 2020 • 4:00 pm
Conducting Robust Risk Assessments in a Shifting Regulatory Landscape
November 18, 2020 • 3:45 pm
Navigating Shifts in the Global Economy and Impending Changes Under the CDIC Act
November 17, 2020 • 10:15 am
FINANCIAL CRIME – Fine-tuning Investigations, Documentation and Reporting to Meet Regulatory Obligations under the PCMLTFA
November 18, 2020 • 1:30 pm
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