Speakers

Advisory Board

Danielle Lin

Vice President Canadian Banking & Consumer Legislation Compliance
TD Bank Group

Opening Remarks from the Chair

November 18, 2020 • 9:00 am

Lisa Cinelli

Vice-President, Chief Compliance Officer and Chief AML Officer
Equitable Bank

David Chesworth

Chief Consumer Protection Officer, Regulatory Compliance
Canadian Western Bank

Gene DiMira

Chief Identity Officer
The AML Shop

Rosalind Laruccia

Assistant Vice President, Internal Audit
Laurentian Bank of Canada

Conference Chair

Danielle Lin

Vice President Canadian Banking & Consumer Legislation Compliance
TD Bank Group

Opening Remarks from the Chair

November 18, 2020 • 9:00 am

Distinguished Speaker Faculty

Suhuyini Abudulai

Partner
Cassels Brock and Blackwell LLP

Afternoon Breakouts

November 17, 2020 • 1:00 pm

Swati Agrawal

Senior Manager – Market Conduct (Life & Health Insurance)
FSRA

Adjusting Operations to Meet Expectations and Avoid Compliance Missteps During and After COVID

November 17, 2020 • 9:15 am

Imran Ahmed

Partner
Blakes, Cassels & Graydon LLP

Cyber Security & Privacy Compliance in an Increasingly Digital Economy: A Playbook for Protecting the Organization and the Client

November 18, 2020 • 9:15 am

Donna Bales

Co-Founder
Canadian RegTech Association

Afternoon Breakouts

November 17, 2020 • 1:00 pm

Maryann Besharat

Vice President, Legal & Compliance
Intact Financial Corporation

Cyber Security & Privacy Compliance in an Increasingly Digital Economy: A Playbook for Protecting the Organization and the Client

November 18, 2020 • 9:15 am

Natalie Biderman

Managing Counsel
CIBC

Consumer Protection: How to Align Operations with Bill C-86 Provisions and Promote Fair and Equitable Dealings

November 17, 2020 • 11:15 am

Elspeth Bowler

Managing Director, Operational Risk Division
OSFI

Establishing the Right Metrics and Monitoring Practices to Meet Regulator Outsourcing Requirements

November 18, 2020 • 10:15 am

Julie Bryski

Senior Director, Talent Initiatives
Toronto Finance International

Tools and Techniques to Build and Retain Skilled, Agile Compliance Teams

November 17, 2020 • 5:00 pm

Michael Burgess

Senior Manager, Major Investigations/Demarkets
BMO Financial Group

Determining When to De-risk: Top 5 Major Pitfalls to Avoid when Ending a Client Relationship

November 18, 2020 • 2:45 pm

Neil Butters

AVP Digital ID and Innovation
Interac Corp. Canada

David Chesworth

Chief Consumer Protection Officer, Regulatory Compliance
Canadian Western Bank

Charles Corlett

Director, Enforcement Litigation
IIROC

Top 5 Lessons from Recent Enforcement Actions

November 17, 2020 • 2:00 pm

PJ Fournier

Associate Director, Risk & Compliance
Protiviti

Establishing the Right Metrics and Monitoring Practices to Meet Regulator Outsourcing Requirements

November 18, 2020 • 10:15 am

Teresa Frick

Director, Supervision
FCAC

Consumer Protection: How to Align Operations with Bill C-86 Provisions and Promote Fair and Equitable Dealings

November 17, 2020 • 11:15 am

Sara Gelgor

Chief Compliance Officer
Concentra Bank

Adjusting Operations to Meet Expectations and Avoid Compliance Missteps During and After COVID

November 17, 2020 • 9:15 am

PJ Di Giammarino

Chair
RegTech Council (UK)

Afternoon Breakouts

November 17, 2020 • 1:00 pm

Guillaume Giguère

Manager, Examinations Compliance
FINTRAC

Adjusting Operations to Meet Expectations and Avoid Compliance Missteps During and After COVID

November 17, 2020 • 9:15 am

David Goodis

Assistant Commissioner
Office of the Information & Privacy Commissioner of Ontario

Cyber Security & Privacy Compliance in an Increasingly Digital Economy: A Playbook for Protecting the Organization and the Client

November 18, 2020 • 9:15 am

Brigitte Goulard

Senior Counsel
Torys LLP
Former Deputy Commissioner, FCAC

Consumer Protection: How to Align Operations with Bill C-86 Provisions and Promote Fair and Equitable Dealings

November 17, 2020 • 11:15 am

Martin Hovington

Director of investigations, Market Abuse
AMF

Top 5 Lessons from Recent Enforcement Actions

November 17, 2020 • 2:00 pm

Gina Jeneroux

Chief Learning Officer
BMO

Tools and Techniques to Build and Retain Skilled, Agile Compliance Teams

November 17, 2020 • 5:00 pm

Camilla Mackenzie

Chief Compliance & Ethics Officer
Export Development Canada and FinDev Canada

Minimizing Misconduct Risks: Tools and Techniques to Promote Integrity, Ethics and a Culture of Compliance

November 18, 2020 • 11:45 am

Julie-Martine Loranger

Partner
McCarthy Tétrault LLP

How to Leverage Technological Tools and Techniques to Detect and Deter Misconduct

November 17, 2020 • 3:15 pm

Joseph Mari

Director, Financial Intelligence Unit and External Partnerships
Scotiabank

Determining When to De-risk: Top 5 Major Pitfalls to Avoid when Ending a Client Relationship

November 18, 2020 • 2:45 pm

Kirill Meleshevich

Global Head of AML
WorkFusion

Afternoon Breakouts

November 17, 2020 • 1:00 pm

Ilona Niemi

VP, Compliance Officer
Zurich Canada

Leveraging Human and Financial Resources to Meet Higher Compliance Expectations

November 17, 2020 • 4:00 pm

Jennifer M. Riordan

SVP, Enterprise Risk Management (Americas)
Wells Fargo Bank N.A.

Leveraging Human and Financial Resources to Meet Higher Compliance Expectations

November 17, 2020 • 4:00 pm

Mark Pawelek

Chief Compliance Officer
Chief Privacy Officer & Member Concerns Officer
Motusbank

Leveraging Human and Financial Resources to Meet Higher Compliance Expectations

November 17, 2020 • 4:00 pm

Cullen Price

Manager, Market Abuse
Ontario Securities Commission

Top 5 Lessons from Recent Enforcement Actions

November 17, 2020 • 2:00 pm

Asad Rauf

Vice President & Chief Compliance Officer
SBI Canada Bank

Conducting Robust Risk Assessments in a Shifting Regulatory Landscape

November 18, 2020 • 3:45 pm

Peter Routledge

President & CEO
CDIC

Navigating Shifts in the Global Economy and Impending Changes Under the CDIC Act

November 17, 2020 • 10:15 am

Anie Stuart

Managing Director
Culture and Conduct Risk Division
OSFI

Adjusting Operations to Meet Expectations and Avoid Compliance Missteps During and After COVID

November 17, 2020 • 9:15 am

Ula Ubani

Chief Ethics & Conduct Officer
BMO Financial Group

Minimizing Misconduct Risks: Tools and Techniques to Promote Integrity, Ethics and a Culture of Compliance

November 18, 2020 • 11:45 am

Charlene Varty

Senior Manager Compliance, Canadian Banking Compliance
TD Bank Group

David Vijan

CRO
Outlier Solutions Inc.

FINANCIAL CRIME – Fine-tuning Investigations, Documentation and Reporting to Meet Regulatory Obligations under the PCMLTFA

November 18, 2020 • 1:30 pm