Regulatory Compliance for Financial Institutions
November 2020
Purchase RecordingCatch-up on critical information – on your own time.
CI’s 26th Annual Flagship Conference on Regulatory Compliance for Financial Institutions took place November 24-25, 2020. Our outstanding faculty share insights on the most compelling topics impacting their daily lives and practices. See a snapshot of the event below then purchase the recording to watch at your convenience.
CONFERENCE CHAIR

Danielle Lin
VP, Canadian Banking & Consumer Legislation Compliance
TD Bank
PARTICIPATING REGULATORS

Cullen Price
Manager, Enforcement
Ontario Securities Commission

Charles Corlett
Director, Enforcement Litigation
Investment Industry Regulatory Organization of Canada (IIROC)

Elspeth Bowler
Managing Director, Operational Risk Division
OSFI

Guillaume Giguère
Manager, Examinations Compliance
FINTRAC

David Goodis
Assistant Commissioner
Office of the Information & Privacy Commissioner of Ontario
FEATURED SPEAKERS

Maryann Besharat
Vice President, Legal & Compliance
Intact Financial Corporation

Michael Burgess
Senior Manager, Major Investigations/Demarkets
BMO Financial Group

Mark Pawelek
Chief Compliance Officer and Chief Privacy Officer
Motus Bank

Jennifer M. Riordan
SVP, Enterprise Risk Management (Americas)
Wells Fargo Bank N.A.
2020 HIGHLIGHTS
- Regulator Townhall: Gain guidance from OSFI, FINTRAC and FSRA on how to avoid compliance missteps during the pandemic as business resumes, 2021 priorities and future assessments
- Concurrent Breakout Sessions: An opportunity for teams or those who need to master all areas of compliance. Each day you will customize your agenda by selecting one of three topics pertaining to AML, Technology and Conduct, Compliance Culture and Consumer Trust to enhance your knowledge of the regulatory environment.
- 1:1 Peer-to-Peer Networking: Come equipped with your top pain point to troubleshoot or breakthrough strategy to share industry peers
- Meet a Mentor: Are you new to Compliance? Meet a seasoned industry leader for an informal chat about building skills and growing your career

Conference Program
Flip through our 2020 conference brochure and discover what’s new this year.
Learn more