Virtual Conference On-Demand

Regulatory Compliance for Financial Institutions

November 2020

Purchase Recording

Catch-up on critical information – on your own time.

CI’s 26th Annual Flagship Conference on Regulatory Compliance for Financial Institutions took place November 24-25, 2020. Our outstanding faculty share insights on the most compelling topics impacting their daily lives and practices. See a snapshot of the event below then purchase the recording to watch at your convenience.

CONFERENCE CHAIR
Speaker Name

Danielle Lin

VP, Canadian Banking & Consumer Legislation Compliance
TD Bank

PARTICIPATING REGULATORS
Speaker Name

Cullen Price

Manager, Enforcement
Ontario Securities Commission

Speaker Name

Charles Corlett

Director, Enforcement Litigation
Investment Industry Regulatory Organization of Canada (IIROC)

Speaker Name

Elspeth Bowler

Managing Director, Operational Risk Division
OSFI

Speaker Name

Guillaume Giguère

Manager, Examinations Compliance
FINTRAC

Speaker Name

David Goodis

Assistant Commissioner
Office of the Information & Privacy Commissioner of Ontario

FEATURED SPEAKERS
Speaker Name

Maryann Besharat

Vice President, Legal & Compliance
Intact Financial Corporation

Speaker Name

Michael Burgess

Senior Manager, Major Investigations/Demarkets
BMO Financial Group

Speaker Name

Mark Pawelek

Chief Compliance Officer and Chief Privacy Officer
Motus Bank

Speaker Name

Jennifer M. Riordan

SVP, Enterprise Risk Management (Americas)
Wells Fargo Bank N.A.

2020 HIGHLIGHTS
  • Regulator Townhall: Gain guidance from OSFI, FINTRAC and FSRA on how to avoid compliance missteps during the pandemic as business resumes, 2021 priorities and future assessments
  • Concurrent Breakout Sessions: An opportunity for teams or those who need to master all areas of compliance. Each day you will customize your agenda by selecting one of three topics pertaining to AML, Technology and Conduct, Compliance Culture and Consumer Trust to enhance your knowledge of the regulatory environment.
  • 1:1 Peer-to-Peer Networking: Come equipped with your top pain point to troubleshoot or breakthrough strategy to share industry peers
  • Meet a Mentor: Are you new to Compliance? Meet a seasoned industry leader for an informal chat about building skills and growing your career

Conference Program

Flip through our 2020 conference brochure and discover what’s new this year.

Learn more