Ethics Training with Live Polling

Minimizing Misconduct Risks: Tools and Techniques to Promote Integrity, Ethics and a Culture of Compliance

November 18, 2020 11:45am

Ula Ubani
Chief Ethics & Conduct Officer
BMO Financial Group

Camilla Mackenzie
Chief Compliance & Ethics Officer
Export Development Canada and FinDev Canada

  • Understanding the influences and biases that lead to personal misconduct
  • Bringing your team up to speed on ethics law and regulations for financial services
  • Building an effective code of conduct along with a corporate culture that demonstrates those values
  • Analyzing Ethical Dilemmas: Learn where teams are most at risk of failing to meet standards
  • Applying best practices for complex decision-making to protect against ethical, reputational and financial risk