Financial Consumer Protection Framework Deep Dive

Part II: 8 Ways to Measure the Effectiveness of Your Whistleblowing Program

November 16, 2022 2:15pm

Lisa Cinelli
VP, Chief Compliance Officer, CAMLO, and Chief Privacy Officer
Equitable Bank

Bradley Hamilton
VP, Enterprise Conduct & Global Ethics Officer

Preston MacNeil
Associate General Counsel & Director, Global Anti-Corruption
BMO Financial Group

Sandy Stephens
VP & Chief Compliance Officer
Alterna Savings, Alterna Bank


Vladimir Shatiryan
Blake, Cassels & Graydon LLP

The FCAC’s Guideline on Whistleblowing Procedures for Banks and Authorized Foreign Banks (Guideline) maps out expectations for banks and federal credit unions implementing whistleblower programs. During this panel, explore:

  • Promoting an overall culture of compliance
  • Implementing accessible whistleblowing policies and procedures
  • Identifying and addressing the top pain points of a whistleblower program
  • How to effectively interview whistleblowers