Insights from OSFI

Compliance Effectiveness 2022 and Beyond: A Regulator’s Perspective

November 17, 2022 3:45pm

Arlene Stephens
Director, Compliance
Office of the Superintendent of Financial Institutions Canada (OSFI)

Join us for a presentation featuring insights from the Office of the Superintendent of Financial Institution (OSFI) on the common issues it has identified in various key programs at financial institutions in Canada. During this presentation, OSFI will discuss:

  • Key items that Chief Compliance Officers should address as they seek to mature their programs
  • Best practices for making compliance programs more resilient