The fundamentals of AML

Apr 7, 2015 1:00pm – 

Angela Chartrand
Co-Founder
Sentinence

Jennifer Fiddian-Green CPA, CMA, CA-IFA, CFE, CFI, BA (Hons)
Partner & National Leader, Forensics and Dispute Resolution
Grant Thornton LLP

Ensure that you understand the core components of a successful AML and ATF regime, and your obligations and responsibilities. Angela Chartrand and Jennifer Fiddian-Green will help you ensure the success of your compliance program in this in-depth, interactive workshop.

  • The essential principles of AML and ATF risk management and compliance
  • What are the key aspects of the regulatory framework?
  • The essential legislation and regulations – The Proceeds of Crime (Money Laundering) and Terrorist Financing Act – PCMLTFA
  • The roles of OSFI and FINTRAC
  • Your obligations and the penalties for non-compliance
  • The role and responsibilities of a CAMLO
  • Understanding how to effectively utilize a risk-based approach
    • Defining your organization’s risk appetite and the procedures to support it