FINTRAC compliance proceedings and appeals

April 9, 2015 3:15pm

Jason Beitchman
Lawyer
Rueter Scargall Bennett LLP

Explore legal and procedural strategies available to reporting entities after receiving a Notice of Violation, including making representations to the Director of FINTRAC and appealing to the Federal Court. This session will help stakeholders understand:

  • The statutory right to respond to a Notice of Violation
  • Confidentiality issues and the ‘name and shame’ list
  • Unpack the ‘due diligence’ defence
  • Recent developments in the Federal Court