Essential risk management and compliance considerations for every AML policy

April 8, 2015 11:15am

Scott Driscoll
Vice President, Chief Compliance & Ethics Officer
Export Development Canada

Lilly Di Felice
Associate Vice President, Global AML Policy, Training and Governance
TD Bank

  • Determining your organizational risk tolerance
  • Dealing with high-risk clients
  • Implementing continuous monitoring strategies that meet your compliance obligations
  • Tracing beneficial ownership – how far are you required to go?