An afternoon with the regulators

April 8, 2015 1:15pm

Moderator:

Jeffrey Graham
Partner
Borden Ladner Gervais LLP

Panelists:

Nicolas W.R. Burbidge
Senior Director, AML and Compliance Division
Office of the Superintendent of Financial Institutions

Bernard Gagné
Deputy Chief Compliance Officer, Compliance Relations and Support
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)

Hear directly from the regulators on the most pressing challenges facing your organization.

  • Updates on regulatory changes
  • Clarifying the supervisory and examination strategies of OSFI and FINTRAC
  • Group-wide compliance
  • What to expect in paper and in-person examinations
  • Updates on OSFI guideline B-8
  • Advice to institutions for dealing with the risk-based approach
  • Regulatory expectations based on your business model