Agenda
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Pre-Conference Workshops
The fundamentals of AML
Apr 7, 2015 1:00pm –
Speakers
Angela Chartrand
Co-Founder
Sentinence
Jennifer Fiddian-Green CPA, CMA, CA-IFA, CFE, CFI, BA (Hons)
Partner & National Leader, Forensics and Dispute Resolution
Grant Thornton LLP
Examination preparedness – Are you ready for the risk-based compliance regime?
Apr 7, 2015 5:00pm –
Speakers
Caitlin Riddolls
AVP Global AML, North American Direct Channels
TD Bank Group
David Chesworth
CAMLO
Alterna Financial Group, Ottawa
Day 1 - Wednesday, April 8, 2015
7:30 |
Registration Opens and coffee is served |
8:30 |
Opening remarks from co-chairs |
8:45 |
Key trends in AML – Global movements and domestic developments |
10:00 |
Networking refreshment break |
10:15 |
Preparing for the implementing regulations under Bill C-31 – The key issues your organization will need to address in order to maintain compliance |
11:15 |
Essential risk management and compliance considerations for every AML policy |
12:15 |
Networking luncheon for speakers and delegates |
1:15 |
An afternoon with the regulators |
2:30 |
Networking refreshment break |
2:45 |
Q & A with the regulators |
3:15 |
Using analytics to your advantage |
4:00 |
Sanctions – Best practices for preventing transactions from falling through the cracks |
5:00 |
Closing remarks from co-chairs Conference adjourns |
Day 2 - Thursday, April 9, 2015
8:25 |
Refreshments are Served |
8:55 |
Opening remarks from co-chairs |
9:00 |
Digital financial services and AML compliance |
10:00 |
Networking refreshment break |
10:15 |
The de-risking debate |
11:15 |
Risk management and compliance essentials – Compliance at any size |
12:15 |
Networking luncheon for speakers and delegates |
1:15 |
Special address from the office of the privacy commissioner |
2:00 |
Networking refreshment break |
2:15 |
Closure – A law enforcement perspective of how your AML efforts are used to thwart criminals |
3:15 |
FINTRAC compliance proceedings and appeals |
4:15 |
Closing remarks from co-chairs |
4:30 |
Forum concludes |
Day 1 - Wednesday, April 8, 2015
7:30 |
Registration Opens and coffee is served |
8:30 |
Opening remarks from co-chairsRon King Amber D. Scott |
8:45 |
Key trends in AML – Global movements and domestic developmentsRebecca Ip CPA, CA, CFF Panelists:Emily Gordy Nicolas W.R. Burbidge Ian Wright Steve Blackburn Wontaek Lee CPA, CGA, CAMS Josée Nadeau This session will examine Canada’s responses to global AML developments and what they will mean for your organization. Learn about emerging trends, opportunities, and threats, as well as perceptions of regulation, cost, and the effectiveness of current AML programs from KPMG’s Global AML survey. Take a look at priorities for senior management, the global approach, know your customer requirements, and transaction monitoring. The session will conclude with a panel discussing how Canada’s approach to AML compares to other jurisdictions and compliance challenges faced by regulated entities. |
10:00 |
Networking refreshment break |
10:15 |
Preparing for the implementing regulations under Bill C-31 – The key issues your organization will need to address in order to maintain complianceThe regulations implementing much of Bill C-31 will impact your organization’s AML/ATF program. Find out how Bill C-31 will affect you and your compliance program.
|
11:15 |
Essential risk management and compliance considerations for every AML policyLilly Di Felice Scott Driscoll
|
12:15 |
Networking luncheon for speakers and delegates |
1:15 |
An afternoon with the regulatorsModerator:Jeffrey Graham Panelists:Nicolas W.R. Burbidge Bernard Gagné Hear directly from the regulators on the most pressing challenges facing your organization.
|
2:30 |
Networking refreshment break |
2:45 |
Q & A with the regulatorsThis is your opportunity to engage directly with the regulators, from OSFI and FINTRAC, and have any of your pressing questions answered. |
3:15 |
Using analytics to your advantageDonald R. Monson Ian Scott Learn how leading edge technology and analytics are being used internationally to monitor and model customer behaviour, and spot anomalies.
|
4:00 |
Sanctions – Best practices for preventing transactions from falling through the cracksModeratorRon King Panelists:Keith McCormick
|
5:00 |
Closing remarks from co-chairs Conference adjourns |
Day 2 - Thursday, April 9, 2015
8:25 |
Refreshments are Served |
8:55 |
Opening remarks from co-chairsRon King Amber D. Scott |
9:00 |
Digital financial services and AML complianceModerator:Amber D. Scott Panelists:Stuart Hoegner Jillian Friedman P. Faisal Islam CAMS Carol Van Cleef Karen Williamson With technology steadily advancing the mainstreaming of cryptocurrencies and digital stores of value, “money” is now moving globally outside of major FIs. Experts will discuss the shape of practical solutions in the digital financial services industry.
|
10:00 |
Networking refreshment break |
10:15 |
The de-risking debateModerator:Stephen Harvey Panelists:Susan Han Robert Osbourne Joseph Iuso Striking the balance between an organization’s risk tolerance and the cost of compliance is proving ever more difficult. This session explores the challenges and potential solutions that FIs and clients identified as high-risk can employ to ensure smooth working relationships.
|
11:15 |
Risk management and compliance essentials – Compliance at any sizeMichael Cosgrove Dan Ruch Jonathan Krumins Explore the essentials of building a scalable AML/ATF program for institutions of any size while ensuring your organization has a culture of awareness from the ground up. This session is important for institutions of all sizes, and essential for small to medium size Financial Institutions, MSBs, dealers in precious metals and stones, and other regulated entities.
|
12:15 |
Networking luncheon for speakers and delegatesKeynote Address: "Targeted Sanctions in Practice"Brian Raymaker Sponsored By: |
1:15 |
Special address from the office of the privacy commissionerArun Bauri Views from the Privacy Commissioner on :
|
2:00 |
Networking refreshment break |
2:15 |
Closure – A law enforcement perspective of how your AML efforts are used to thwart criminalsSgt. Stephen Scott Special Agent Kimberly Franks Law enforcement officials from both Canada and The United States speak about their enforcement experiences dealing with financial crimes.
|
3:15 |
FINTRAC compliance proceedings and appealsJason Beitchman Explore legal and procedural strategies available to reporting entities after receiving a Notice of Violation, including making representations to the Director of FINTRAC and appealing to the Federal Court. This session will help stakeholders understand:
|
4:15 |
Closing remarks from co-chairs |
4:30 |
Forum concludes |