The Canadian Institute continues to make Regulatory Compliance a prominent focus for Financial Service professionals. This flagship conference provides a holistic approach to tackling all of your compliance needs in one conference.
Be a part of Canada’s Premier 24th Annual Regulatory Compliance for Financial Institutions conference, where key regulators, chief compliance officers and industry experts from across the financial services sector convene for two days of focused discussions, engaging break-out sessions, interactive panels and networking with peers.
Gain the most current information and valuable insights from key government regulators and industry leaders including:
Office of the Superintendent of Financial Institutions (OSFI)
Carolyn R. Ibele
Director, Compliance, AML & Compliance Division
TD Bank Group
Vice-President, Compliance, Canadian Banking & Consumer Legislation
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
Relationships and Guidance Manager, Compliance
Bank of Canada
Senior Director, Financial Markets Department
Financial Consumer Agency of Canada (FCAC)
Managing Director, Supervision and Promotion Branch
Autorité des Marchés Financiers (AMF)
Senior Director, Financial Institutions Oversight, Resolution and Deposit Insurance
Bank of America Merrill Lynch
Chief Compliance Officer, Canada
Canadian Credit Union Association
Vice-President, Governance & Strategy, General Counsel & Corporate Secretary
Senior Vice-President, Chief Commercial Officer
Organizations participating in this year’s conference include:
- TD Bank Group
- Bank of America Merrill Lynch
- Financial Consumer Agency of Canada (FCAC)
- Ombudsman for Banking Services & Investments (OBSI)
- RFi Group
- Bank of Canada
- Investment Industry Regulatory Organization of Canada (IIROC)
- Canada Deposit Insurance Corporation (CDIC)
- Manulife Financial
- Financial Services Commission of Ontario (FSCO)
- Office of the Information & Privacy Commission of Ontario (IPC)
- Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
- Office of the Superintendent of Financial Institutions (OSFI)
- Ontario Securities Commission (OSC)
- And many more!
NEW – Interactive Roundtables
RegTech: How to Navigate the Changing Technological Landscape
Join the RegTech movement and participate in 3 interactive roundtable discussions on how the new ‘fintech’ is transforming the financial services industry. Discover the latest innovative solutions developed to streamline your compliance efforts. Is your organization ready for the next technological shift?
Moderated by Chief Compliance Experts & facilitated by key innovators who are pioneering the Regtech universe, you won’t want to miss out.
CHOOSE A STREAM
Afternoon Breakout Sessions on Day 2
What does your financial institution need to know to stay compliant, innovative and competitive in our changing financial marketplace?
Focus your program by choosing the stream most pertinent to you and your everyday work life. These targeted sessions allow you to dive in to the specific issues facing your organization. Take advantage of the intimate setting to ask your most pressing questions, and get advice from compliance experts facing the same day-to-day challenges.
Focused Regulatory Compliance Fundamentals for:
Small & Midsize Institutions
Don’t miss this opportunity for professional growth and development. Register your team today!
We look forward to meeting you in November.