Agenda
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Pre-Conference Workshops
WORKSHOP A | Regulatory Compliance Essentials for Financial Institutions
Nov 27, 2017 9:00am – 12:00pm
Speakers
Diana Lowe
Partner, Risk Consulting, Financial Risk Management
KPMG Canada
David Pelkola
Director, Regulatory Risk & Compliance Management
KPMG Canada
Gabriella Evinich
Senior Manager, Financial Risk Management
KPMG Canada
WORKSHOP B | How to Foster an Effective Compliance Culture Within Your Organization
Nov 27, 2017 1:00pm – 4:00pm
Speakers
Camille Glover
Vice-President, Compliance & Ethics
OMERS
Day 1 - Tuesday, November 28, 2017
8:00 |
Registration Opens and Refreshments are Served |
8:50 |
Opening Remarks from the Co-Chairs |
9:00 |
Financial Services Flash from the Office of the Superintendent of Financial Institutions (OSFI) |
10:00 |
Networking Refreshment Break
|
10:15 |
Financial Intelligence from the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) |
11:15 |
Keynote: Regulation & The Economy |
12:00 |
Networking Luncheon for Delegates and Speakers |
1:00 |
Modern AML Compliance Fundamentals & Advanced Innovative Solutions to Prevent Financial Crime |
2:00 |
Spotlight on Consumer Protection from the Financial Consumer Agency of Canada (FCAC) |
3:00 |
Networking Refreshment Break
|
3:15 |
Modern Perspective on New Oversight & Innovation in Payments Compliance |
4:00 |
Innovation in Compliance & The Future of Financial Services |
4:40 |
Closing remarks |
4:45 |
Conference Adjourns |
5:00 |
Networking & Cocktail Reception |
Day 2 - Wednesday, November 29, 2017
Post-Conference Workshops
WORKSHOP C | Cybersecurity Compliance Fundamentals: Threat Intelligence 101
Nov 30, 2017 9:00am – 12:00pm
Speakers
Bryan Li
Managing Director, Cybersecurity Catalyst
Cybersecurity Project
WORKSHOP D | How to Build a Robust and Internal Cybersecurity Compliance Program
Nov 30, 2017 1:00pm – 4:00pm
Speakers
John Heaton
Partner, Cyber Security
KPMG Canada
Day 1 - Tuesday, November 28, 2017
8:00 |
Registration Opens and Refreshments are Served |
8:50 |
Opening Remarks from the Co-ChairsWilliam Donegan |
9:00 |
Financial Services Flash from the Office of the Superintendent of Financial Institutions (OSFI)Carolyn R. Ibele
|
10:00 |
Networking Refreshment Break
|
10:15 |
Financial Intelligence from the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Carrie Hagerman
|
11:15 |
Keynote: Regulation & The EconomyDawn Desjardins The global economy revved up in 2017 and is on track to grow by 3.5%. The drivers of growth are broadening out and central banks in the advanced economies are shifting away from adding policy stimulus. In fact the US Fed and Bank of Canada are already in the midst of a rate hiking regime that is likely to continue in 2018. We anticipate that the global economy will continue to expand at a solid clip in 2018 notwithstanding the persistence of policy uncertainty and geopolitical risks. Canada is headed to be the growth leader of the G-7 in 2017 backed by firm consumer spending and a recovery in business investment. Government stimulus is also bolstering growth. The pace of activity is likely to slow somewhat in 2018 as the housing market continues to cool with a corresponding tempering in consumption. That said, the economy is forecast to continue to expand at an above-potential pace with inflation expected to gradually rise. |
12:00 |
Networking Luncheon for Delegates and Speakers |
1:00 |
Modern AML Compliance Fundamentals & Advanced Innovative Solutions to Prevent Financial CrimeJacqueline Shinfield Caitlin Riddolls Eugenio DiMira
|
2:00 |
Spotlight on Consumer Protection from the Financial Consumer Agency of Canada (FCAC)Richard Bilodeau
|
3:00 |
Networking Refreshment Break
|
3:15 |
Modern Perspective on New Oversight & Innovation in Payments ComplianceJason Young Olga Ziman Sabbagh Grace Jung Doron Melnick
|
4:00 |
Innovation in Compliance & The Future of Financial ServicesKyle Kemper Sue Britton Christine Day Fabrice Zambito Preeti Malik
|
4:40 |
Closing remarks |
4:45 |
Conference Adjourns |
5:00 |
Networking & Cocktail Reception |
Day 2 - Wednesday, November 29, 2017
8:00 |
Refreshments are Served |
8:30 |
Opening Remarks from the Co-ChairsRosalind Laruccia |
8:45 |
Spotlight on Privacy from the Office of the Privacy Commissioner of Ontario (OIPC)David Goodis
|
9:30 |
Privacy Fundamentals – Effective Compliance Management Strategies for Financial InstitutionsKaren Burke
|
10:00 |
Networking Refreshment Break |
10:15 |
CASL Compliance Best Practices |
10:45 |
Spotlight on Whistleblower Compliance from the Ontario Securities Commission (OSC)Andre Moniz
|
11:15 |
Annual Update from the Canada Deposit Insurance Corporation (CDIC)Dean Cosman
|
12:00 |
Networking Luncheon for Delegates and Speakers |
1:00 |
Hot Topic: OSFI’s Draft changes to its Corporate Governance Guideline for Public ConsultationSuhuyini Abudulai This session will discuss OSFI’s draft changes to its Corporate Governance Guideline for Public Consultation and its proposals for a more focused and effective approach to governance of Canadian Financial Institutions. |
1:30 |
An Advanced Focus On Regulatory Compliance For The Insurance IndustryShayna Wiesenfield Receive guidance on the current regulatory landscape plus discuss the most topical, technological and transformational trends impacting the insurance industry right now. |
2:15 |
Networking Refreshment Break |
2:30 |
New Guidance On Regulatory Compliance For Canadian Credit UnionsNeelam Jolly Chris Galloway This session will discuss the building blocks/elements of setting up a right sized regulatory compliance management program specific to the complexity and size of credit unions. |
3:15 |
Spotlight on the Investment Industry: Guidance on the Changing Proficiency Standard – The Elevation of Investor Protection?Matthew Onyeaju Alex Adeniyi
|
4:00 |
Closing Remarks from Co-Chairs and Conference Concludes |
WORKSHOP A | Regulatory Compliance Essentials for Financial Institutions
Diana Lowe
Partner, Risk Consulting, Financial Risk Management
KPMG Canada
David Pelkola
Director, Regulatory Risk & Compliance Management
KPMG Canada
Gabriella Evinich
Senior Manager, Financial Risk Management
KPMG Canada
What is it about?
(Registration Opens at 8:30 am) This session will provide comprehensive guidance on the latest fundamental compliance requirements for financial institutions- Comprehensive overview of the key elements of a successful compliance program for small and large financial institutions
- Update on key domestic legislation and guidelines
- New guidance on compliance and corporate governance
A light lunch will be served to those attending both Workshops A & B.
WORKSHOP B | How to Foster an Effective Compliance Culture Within Your Organization
Camille Glover
Vice-President, Compliance & Ethics
OMERS
What is it about?
(Registration Opens at 12:30 pm) This session will provide practical guidance on how to develop and implement an effective compliance culture within your organization.- The importance of promoting a culture of compliance within your organization
- How to avoid common mistakes
- Key critical features of ensuring a successful internal compliance program
WORKSHOP C | Cybersecurity Compliance Fundamentals: Threat Intelligence 101
Bryan Li
Managing Director, Cybersecurity Catalyst
Cybersecurity Project
What is it about?
(Registration Opens at 8:30 am)- Learn how to increase cybersecurity expectations within your financial institution
- Discuss key cybersecurity trends in the financial services industry
- Comprehensive discussion on threat intelligence and expert breach response strategies
A light lunch will be served to those attending both Workshops C & D.
WORKSHOP D | How to Build a Robust and Internal Cybersecurity Compliance Program
John Heaton
Partner, Cyber Security
KPMG Canada
What is it about?
(Registration Opens at 12:30 pm)- Key elements and best practices for an effective internal compliance program
- Threat and incident response strategies
- Steps to build the program
- Measuring your internal system’s effectiveness