SECURITIES REGULATION & COMPLIANCE

CO-CHAIRS:

Susan Silma
Director, Compliance and Registrant Regulation
Ontario Securities Commission

Prema Thiele
Partner, Borden Ladner Gervais LLP

SPEAKERS:

Sandra Blake
Director, Compliance Legal Counsel Scotia Capital Inc.

William J. Braithwaite
Senior Partner, Stikeman Elliott LLP

Kevan Cowan
President, TSX Markets and Group Head of Equities TMX Group

Carol E. Derk
Partner, Borden Ladner Gervais LLP

Martin Eady
Director, Corporate Finance
British Columbia Securities Commission

Jeremy Fraiberg
Partner, Corporate
Osler, Hoskin & Harcourt LLP

Jacob S. Frenkel
Partner, Shulman, Rogers, Gandal, Prody & Ecker, P.A. (U.S.)

Eleanor Fritz
Director, Compliance and Disclosure, TMX Group

Kelly Gorman
Deputy Director of Corporate Finance, Ontario Securities Commission

Tom Graham
Director, Corporate Finance
Alberta Securities Commission

Stephen Griggs
Executive Director
Canadian Coalition for Good Governance

Stephen Halperin
Partner, Goodmans LLP

Carol Hansell
Senior Partner
Davies Ward Phillips & Vineberg LLP

Paul Hayward
Senior Legal Counsel – Corporate Finance
Ontario Securities Commission

Guy Lander
Partner, Carter Ledyard & Milburn LLP (U.S.)

Pierre Lortie
Senior Business Advisor, Fraser Milner Casgrain LLP

Gordon F. Peery
Partner, K & L Gates LLP (U.S.)

Paul Riccardi
Senior Vice President Enforcement Policy and Registration
Investment Industry Regulatory Organization of Canada

Johanna Superina
Manager, Enforcement, Enforcement Branch, Ontario Securities Commission

Jim Turner
Vice-Chair, Ontario Securities Commission

Iva Vranic
Director, Compliance
Legal Counsel
Scotia Capital & Wealth Management Compliance

Elizabeth Watson
President
Watson Advisors Inc.

Susan Wolburgh Jenah
President and Chief Executive Officer
Investment Industry Regulatory Organization of Canada

Robert Vaux
Partner, Goodmans LLP

WORKSHOP LEADERS:

Guy Lander
Partner, Carter Ledyard & Milburn LLP (U.S.)

Philip C. Moore
Partner
McCarthy Tétrault LLP

Tina M. Woodside
Partner
Golwing Lafleur Henderson LLP

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