SECURITIES REGULATION & COMPLIANCE

As securities professionals and practitioners in today’s challenging post-recessionary economy, you need to know what is new and what is coming down the pipeline from regulatory bodies across Canada and the U.S. How must organizations act to ensure compliance, deal with grey areas in untested new regulations, and prepare for newly proposed initiatives and emerging issues? Where do new market-led practices factor into the new securities landscape?

As policy makers, regulators, industry and the Canadian public seek ways to prevent another financial crisis, neither you nor your organization can afford to lag behind your peers on identifying and understanding the key issues, adopting industry best practices and compliance program upgrades and finding ways to overcome outstanding regulatory and industry issues.

Our exceptional speaker faculty of securities regulatory and transactional leaders, and legal and compliance practitioners across Canada and the U.S. will provide you with this year’s most salient information:

• KEY IMPACTS OF THE U.S. DODD-FRANK ACT on Canadian and cross-listed companies and regulators
• NEW, PROPOSED AND EMERGING REGULATORY ISSUES being tackled by Canadian and U.S. regulators: What you need to know and do about insider reporting, registrant regulation, derivatives and more
• TAKING THE INITIATIVE ON THE NATIONAL REGULATOR INITIATIVE: What to do if it goes ahead, if it does not, proposed alternatives and how to act in the interim
• M&A TRENDS AND DEVELOPMENTS: Analysis of the new M&A marketplace
• HOT-BUTTON CORPORATE GOVERNANCE issues: Managing say-on-pay, proxy voting and more

PLUS! Don’t miss your opportunity to gain particular insights and practice tips into two of this year’s hottest topics by attending our pre-program workshops:

• Embedding Good Governance: Determining New Regulatory Requirements and Implementing the Latest Best Practices
• Tips and Traps for Negotiating and Drafting Domestic and Cross-Border Transactions

Don’t miss this completely revised program for 2011 with new early April dates!

Register now by calling toll-free 1-877-927-7936 or online at www.canadianinstitute.com/securities.

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